Asset Managers

Industry warns of 'tight' implementation timeline for SDR

ESG

Industry warns of 'tight' implementation timeline for SDR

‘A lot of detail to process’

clock 18 December 2023 • 3 min read
Investment Company of the Year Awards Winners Interview - Alliance Trust

Investment

Investment Company of the Year Awards Winners Interview - Alliance Trust

clock 18 December 2023 • 3 min read
US regulator slammed over Signature Bank loan sales - reports

Regulation

US regulator slammed over Signature Bank loan sales - reports

Brookfield Property Group

clock 12 December 2023 • 2 min read
FCA sets out proposals to increase liquidity requirements for money market funds

Regulation

FCA sets out proposals to increase liquidity requirements for money market funds

Working with HM Treasury and BoE

clock 06 December 2023 • 3 min read
FCA opens consultation on Overseas Funds Regime

Regulation

FCA opens consultation on Overseas Funds Regime

Marketing of non-UK funds to retail investors

clock 04 December 2023 • 2 min read
Central Bank of Ireland imposes its first ever fine on an investment fund

Regulation

Central Bank of Ireland imposes its first ever fine on an investment fund

€192,500 penalty

clock 01 December 2023 • 2 min read
Divergence in Consumer Duty application could push asset managers out of UK retail market

Regulation

Divergence in Consumer Duty application could push asset managers out of UK retail market

Professionals call for greater guidance

clock 30 November 2023 • 12 min read
Allfunds receives UK regulatory authorisation

Companies

Allfunds receives UK regulatory authorisation

Third Country Branch

clock 30 November 2023 • 1 min read
Odey AM applies to cancel FCA authorisation

Companies

Odey AM applies to cancel FCA authorisation

Winding down process

clock 29 November 2023 • 1 min read
FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Hold capital for redress

clock 29 November 2023 • 3 min read
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