Financial services

FSB chair warns of persistent financial system vulnerabilities in non-banks

Regulation

FSB chair warns of persistent financial system vulnerabilities in non-banks

Warning from Klaas Knot

clock 23 July 2024 • 2 min read
FCA calls on industry to improve treatment of politically exposed persons

Regulation

FCA calls on industry to improve treatment of politically exposed persons

Consultation on updated guidance

clock 18 July 2024 • 2 min read
FCA: Overseas Funds Regime for EEA strategies set to go live 'later this year'

Regulation

FCA: Overseas Funds Regime for EEA strategies set to go live 'later this year'

ETFs will be included

clock 17 July 2024 • 3 min read
Court date set in FCA 'Finfluencers' trial

Financial services

Court date set in FCA 'Finfluencers' trial

Following FCA legal action

clock 15 July 2024 • 2 min read
Asset manager network slams 'polarising' FCA listings reform over loss of investor protections

Regulation

Asset manager network slams 'polarising' FCA listings reform over loss of investor protections

Industry ‘has not been heard’

clock 11 July 2024 • 1 min read
FCA introduces overhaul of UK listings regime to bolster stock markets

Regulation

FCA introduces overhaul of UK listings regime to bolster stock markets

Effective from 29 July 2024

clock 11 July 2024 • 4 min read
Investment trust industry calls on Labour to fix cost disclosure rules

Investment Trusts

Investment trust industry calls on Labour to fix cost disclosure rules

Amid Labour plans for wealth creation

clock 08 July 2024 • 3 min read
Trading apps remain under FCA review over gamification concerns

Regulation

Trading apps remain under FCA review over gamification concerns

Follows regulator research

clock 20 June 2024 • 2 min read
European watchdogs call for overhaul of sustainable labels in SFDR review

Regulation

European watchdogs call for overhaul of sustainable labels in SFDR review

Joint feedback statement

clock 19 June 2024 • 2 min read
MainStreet Partners launches SDR due diligence tool for fund buyers

Regulation

MainStreet Partners launches SDR due diligence tool for fund buyers

Ahead of SDR implementation in July

clock 14 June 2024 • 2 min read
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