Fund managers

45% of new self-directed investors unaware that losing money is a risk of investing

Regulation

45% of new self-directed investors unaware that losing money is a risk of investing

FCA research

clock 02 February 2022 • 1 min read
FCA to appoint former Which? director Richard Lloyd as interim chair - reports

Regulation

FCA to appoint former Which? director Richard Lloyd as interim chair - reports

Chair Charles Randell to depart Spring 2022

clock 01 February 2022 • 1 min read
FCA staff to vote on strike action following regulator refusal to negotiate

Regulation

FCA staff to vote on strike action following regulator refusal to negotiate

CEO Rathi dismissed concerns as ‘noise’

clock 24 January 2022 • 2 min read
Fed issues discussion paper and asks for feedback on digital currency

Regulation

Fed issues discussion paper and asks for feedback on digital currency

No outcome favoured

clock 21 January 2022 • 1 min read
FCA to tighten rules to prevent investors 'sleepwalking into high-risk investments'

Regulation

FCA to tighten rules to prevent investors 'sleepwalking into high-risk investments'

Responses due 23 March

clock 19 January 2022 • 2 min read
Government set to tighten rules on 'misleading' cryptoasset promotions

Regulation

Government set to tighten rules on 'misleading' cryptoasset promotions

Six month transition

clock 18 January 2022 • 1 min read
FCA tightens grip on temporary permissions regime for European firms

Regulation

FCA tightens grip on temporary permissions regime for European firms

Four permissions cancelled

clock 18 January 2022 • 1 min read
Industry calls for stringent labelling and consumer education to ensure SDR success

Regulation

Industry calls for stringent labelling and consumer education to ensure SDR success

‘Confident’ solutions can be found

clock 12 January 2022 • 3 min read
New FCA authorisation fees come into effect on 24 January

Regulation

New FCA authorisation fees come into effect on 24 January

Eliminates 73 of original 83 pricing points

clock 11 January 2022 • 1 min read
Rathbones FUMA up 25% in 2021 following net inflows and Saunderson House acquisition

Asset Managers

Rathbones FUMA up 25% in 2021 following net inflows and Saunderson House acquisition

Investment management arm up 12%

clock 11 January 2022 • 1 min read
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