Regulation

FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Regulation

FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Spotlight on frequency and wording

clock 31 October 2024 • 4 min read
FCA's Rathi calls for new approach to UK private markets to boost competition

Alternatives

FCA's Rathi calls for new approach to UK private markets to boost competition

Investment Association annual dinner

clock 30 October 2024 • 2 min read
FCA fines Wise CEO Kristo Käärmann £350,000 over tax issues

Regulation

FCA fines Wise CEO Kristo Käärmann £350,000 over tax issues

Received a 30% discount

clock 28 October 2024 • 1 min read
Number of non-financial misconduct reports in the City skyrockets in three years

Regulation

Number of non-financial misconduct reports in the City skyrockets in three years

FCA survey

clock 25 October 2024 • 4 min read
FCA probes 20 'finfluencers' over illegal financial product promotion

Regulation

FCA probes 20 'finfluencers' over illegal financial product promotion

Financial promotion on social media

clock 22 October 2024 • 3 min read
EU's markets watchdog makes case to be bloc's capital markets supervisor – reports

Regulation

EU's markets watchdog makes case to be bloc's capital markets supervisor – reports

Following Draghi report

clock 21 October 2024 • 2 min read
FCA's Nikhil Rathi: 'The jury is out on whether the FCA is helping to achieve growth'

Regulation

FCA's Nikhil Rathi: 'The jury is out on whether the FCA is helping to achieve growth'

Rathi calls for collaboration

clock 18 October 2024 • 3 min read
FCA launches AI Lab to bolster innovation and development in financial services

Technology

FCA launches AI Lab to bolster innovation and development in financial services

'Safe and responsible' use of AI

clock 17 October 2024 • 2 min read
Willis Towers Watson secures regulatory approval for private equity LTAF

Regulation

Willis Towers Watson secures regulatory approval for private equity LTAF

Six months after announcement

clock 15 October 2024 • 1 min read
FCA's Hulme: Consolidation review is a response to 'industry-led' concerns

Regulation

FCA's Hulme: Consolidation review is a response to 'industry-led' concerns

Regulator ‘agnostic’ on firm size

clock 14 October 2024 • 3 min read
Most read
01

Four Graphs explaining 'what happened to the year of the bond'

06 November 2024 • 3 min read
02

Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

12 November 2024 • 11 min read
03

Schroder BSC Social Impact plans investment policy revamp to adopt SDR label

12 November 2024 • 2 min read
04

Former Close Brothers AM CEO Martin Andrew joins Schroders Personal Wealth board

12 November 2024 • 1 min read
05

Oberon Investments names former Neptune UK wholesale head to top distribution job

12 November 2024 • 2 min read
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