Regulation

FCA renews approach to enforcement disclosures after failures on Julius Baer case

Regulation

FCA renews approach to enforcement disclosures after failures on Julius Baer case

Following Upper Tribunal criticism

clock 12 November 2024 • 2 min read
Schroder BSC Social Impact plans investment policy revamp to adopt SDR label

Regulation

Schroder BSC Social Impact plans investment policy revamp to adopt SDR label

'Sustainability Impact' label

clock 12 November 2024 • 2 min read
Lack of clarity keeps retail investors from getting on board with SDR labels

ESG

Lack of clarity keeps retail investors from getting on board with SDR labels

Research in Finance survey

clock 11 November 2024 • 3 min read
EdenTree and Ninety One set to adopt SDR 'Sustainability Impact' label

ESG

EdenTree and Ninety One set to adopt SDR 'Sustainability Impact' label

Three funds to adopt label

clock 11 November 2024 • 2 min read
Changes to cost disclosure rules spur retail investors to increase allocation to investment trusts

Investment Trusts

Changes to cost disclosure rules spur retail investors to increase allocation to investment trusts

Kepler Trust Intelligence research

clock 07 November 2024 • 3 min read
FCA unveils enhanced rules for market data and investment research

Regulation

FCA unveils enhanced rules for market data and investment research

Including bonds and derivatives

clock 05 November 2024 • 2 min read
Jupiter changes Global Sustainable Equities fund name to comply with SDR

Regulation

Jupiter changes Global Sustainable Equities fund name to comply with SDR

Renamed Jupiter Global Leaders fund

clock 05 November 2024 • 2 min read
FCA issues warning notice against Crispin Odey

Regulation

FCA issues warning notice against Crispin Odey

Over alleged code of conduct breaches

clock 01 November 2024 • 2 min read
FCA and PSR appoint barrister to chair pair of regulatory decision-making committees

Regulation

FCA and PSR appoint barrister to chair pair of regulatory decision-making committees

To replace Tim Parkes

clock 01 November 2024 • 1 min read
FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Regulation

FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Spotlight on frequency and wording

clock 31 October 2024 • 4 min read
Most read
01

Saba's Boaz Weinstein hits back at Herald trust and defends its abilities to outperform current management

07 January 2025 • 3 min read
02

Panmure Liberum upgrades Schroders to 'Buy' following group CEO change

07 January 2025 • 1 min read
03

Close Brothers CEO Adrian Sainsbury steps down following period of medical leave

07 January 2025 • 2 min read
04

Investment trusts see record number of mergers and buybacks as industry locked in deep discounts

07 January 2025 • 2 min read
05

CQS Natural Resources Growth & Income chair joins rally call against Saba

07 January 2025 • 3 min read
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