Regulation

FCA launches review to simplify financial services rulebook after Consumer Duty

Regulation

FCA launches review to simplify financial services rulebook after Consumer Duty

Secondary competitiveness objective

30 July 2024 • 2 min read

FCA to overhaul UK prospectus rules with 'more efficient' capital raising regime

Regulation

FCA to overhaul UK prospectus rules with 'more efficient' capital raising regime

POATRs framework

26 July 2024 • 3 min read

Cryptoasset trading platform slapped with £3.5m fine by FCA

Regulation

Cryptoasset trading platform slapped with £3.5m fine by FCA

Part of the Coinbase Group

25 July 2024 • 2 min read

FCA resumes legal dispute with hedge fund BlueCrest over $700m redress scheme

Regulation

FCA resumes legal dispute with hedge fund BlueCrest over $700m redress scheme

One year after scheme blocked by judge

24 July 2024 • 2 min read

FSB chair warns of persistent financial system vulnerabilities in non-banks

Regulation

FSB chair warns of persistent financial system vulnerabilities in non-banks

Warning from Klaas Knot

23 July 2024 • 2 min read

FCA calls on industry to improve treatment of politically exposed persons

Regulation

FCA calls on industry to improve treatment of politically exposed persons

Consultation on updated guidance

18 July 2024 • 2 min read

FCA: Overseas Funds Regime for EEA strategies set to go live 'later this year'

Regulation

FCA: Overseas Funds Regime for EEA strategies set to go live 'later this year'

ETFs will be included

17 July 2024 • 3 min read

Court date set in FCA 'Finfluencers' trial

Financial services

Court date set in FCA 'Finfluencers' trial

Following FCA legal action

15 July 2024 • 2 min read

Asset manager network slams 'polarising' FCA listings reform over loss of investor protections

Regulation

Asset manager network slams 'polarising' FCA listings reform over loss of investor protections

Industry ‘has not been heard’

11 July 2024 • 1 min read

FCA introduces overhaul of UK listings regime to bolster stock markets

Regulation

FCA introduces overhaul of UK listings regime to bolster stock markets

Effective from 29 July 2024

11 July 2024 • 4 min read

Most read

01

Thousands of Woodford investors join RGL lawsuit against Hargreaves Lansdown

18 November 2024 • 1 min read

02

Baillie Gifford withdraws from Climate Action 100+ and Net Zero Asset Managers initiative

18 November 2024 • 1 min read

03

Investment Week reveals winners of Investment Company of the Year Awards 2024

22 November 2024 • 3 min read

04

ETF providers launch unlisted share classes to address slow adoption in fast-growing MPS market

22 November 2024 • 5 min read

05

Legal & General to cut jobs in revamped asset management arm

18 November 2024 • 1 min read