Regulation

Regulation

FCA wins High Court case against unauthorised forex firm

To repay £900,000 to customers

clock 22 May 2019 • 2 min read

Regulation

FSCS ups final levy for 2019/20 by £16m to £532m

Life, pensions and investment advice levy down £29m

clock 30 April 2019 • 3 min read

Regulation

Advisers struggling with MiFID II requirements amid 'regulatory fatigue'

'Regulatory fatigue'

clock 23 April 2019 • 1 min read

Regulation

FCA sets out five priorities for 2019/20; plans new MiFID prudential regime

Brexit remains key priority

clock 17 April 2019 • 2 min read

Regulation

FCA's supervision of London Capital & Finance to be investigated

'Broad and comprehensive remit'

clock 02 April 2019 • 2 min read

Regulation

FCA devotes more than 300,000 man-hours to Brexit

UK missed today's Brexit 'deadline'

clock 29 March 2019 • 2 min read

Regulation

FCA: £197m lost to investment scams in 2018

Average loss £29,000 per person

clock 06 February 2019 • 2 min read

Regulation

FSCS to enforce extra £78m levy on financial advisers

Rising claims against pensions advisers

clock 31 January 2019 • 2 min read

Regulation

What are the challenges facing financial advisers in 2019?

Partner Insight: A changing regulatory landscape and market volatility are on the agenda

clock 07 January 2019 • 2 min read

Regulation

New regulation responsible for outsourcing boom - Architas' Bampton

Partner Insight: The rise in demand for DFM and multi manager solutions has been largely driven by new mandates from the regulator, says James Bampton, head of UK intermediary distribution at Architas

clock 18 October 2018 • 2 min read
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Goshawk AM: 'Passive is risky' and the case for active management in a global market

03 December 2024 • 5 min read
02

Editor's view: Where are the SDR Improvers and Mixed Goals?

02 December 2024 • 7 min read
03

L&G asset management arm becomes latest to distance itself from SDR labels

03 December 2024 • 1 min read
04

Lindsell Train investment trust attempts to improve ailing share price as Nick Train backs data and tech

03 December 2024 • 2 min read
05

UK retail sales fall 3.3% in November in 'bad start to festive season'

03 December 2024 • 2 min read
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