Pershing: A day in the life of a senior manager under lockdown

Four principles to remain SMCR compliant

Linda Gibson, director of regulatory change and compliance risk at BNY Mellon's Pershing explores the implications of remote working for senior managers with four guiding principles for investment firms to remain SMCR-compliant.

Linda Gibson, director of regulatory change and compliance risk at BNY Mellon's Pershing explores the implications of remote working for senior managers with four guiding principles for investment firms to remain SMCR-compliant.   When industry players were planning for the implementation of the Senior Managers and Certification Regime (SMCR) in 2020, none could have anticipated the challenges they would be facing by March.  So, with the new reality of remote working, what does lockdown mean for senior managers? The gallery above explains all.