Compliance

Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Alternatives

Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Lead to demands for more clarity

17 April 2024 • 4 min read

Compliance breaches at Bank of England remain high despite 'good progress'

Companies

Compliance breaches at Bank of England remain high despite 'good progress'

NAO report

04 March 2024 • 3 min read

Asset managers: Crouch, hold... but do not disengage with regulation!

Regulation

Asset managers: Crouch, hold... but do not disengage with regulation!

What we can learn from rugby

07 September 2023 • 4 min read

People moves

Alderwood Capital appoints ex-BNY Mellon director amid senior hires

Ryan Sinnott joins as investment partner

15 March 2021 • 2 min read

ESG

The Big Question: Which trends will shape asset management in 2021?

Switching on to new themes for the new year

02 December 2020 • 1 min read

Investment

Change or be left behind: Four ways to manage financial regulation in the age of uncertainty

Avoiding the impact of Brexit

16 November 2020 • 5 min read

Regulation

How compliance teams can face the 'surveillance conundrum'

Keeping up with changing regulation

18 November 2019 • 3 min read

Regulation

SM&CR is a cultural wake-up call for the investment industry

New regulation comes into effect in December

19 June 2019 • 3 min read

Regulation

FCA issues second warning about 'seriousness' of misleading advertisements

'Dear CEO' letter published yesterday

12 April 2019 • 1 min read

Regulation

What will the new SMCR extension mean for fund managers?

Firms must start planning for new regime

11 March 2019 • 4 min read

12 3

Most read

01

Baillie Gifford: Saba critiques are 'fundamentally without merit'

20 December 2024 • 2 min read

02

Partner Insight: Morgan Stanley Investment Management's Portfolio Solutions Group: The BEAT - Outlook for 2025

16 December 2024 • 3 min read

03

Saba slammed for 'obvious flaw' in strategy to oust boards of seven investment trusts

18 December 2024 • 4 min read

04

Boost to Rachel Reeves as UK government borrowing hits three-year low in November

20 December 2024 • 1 min read

05

Outlook 2025: A year in review with Investment Week

20 December 2024 • 1 min read