Consumer Duty

Banks, regulation, LTAFs: Where now for the investment industry after eventful Q1?

Industry

Banks, regulation, LTAFs: Where now for the investment industry after eventful Q1?

Katrina Lloyd, editor-in-chief of Investment Week, Professional Adviser and Sustainable-Investment.com, assesses the longer-term impact for the investment industry of some of the big stories from a turbulent Q1.

clock 05 April 2023 • 9 min read
Consumer Duty: how wealth managers can meet alternatives challenge

Alternatives

Consumer Duty: how wealth managers can meet alternatives challenge

Technology to play a key role

clock 30 March 2023 • 4 min read
Why the industry should not ignore Mrs Miggins on value

Investment

Why the industry should not ignore Mrs Miggins on value

Customers' views are vital

clock 28 March 2023 • 4 min read
SJP pre-tax profits up 42% but Consumer Duty changes loom

Companies

SJP pre-tax profits up 42% but Consumer Duty changes loom

St James’s Place has reported a rise in pre-tax profits of 42% in 2022, but this year the advice firm plans changes to how it operates to comply with the incoming Consumer Duty rules.

clock 28 February 2023 • 2 min read
Consumer Duty defended following minister's comments

Financial services

Consumer Duty defended following minister's comments

A 'worthwhile initiative'

clock 28 February 2023 • 1 min read
Andrew Griffith raises concerns over FCA's Consumer Duty rules - reports

Regulation

Andrew Griffith raises concerns over FCA's Consumer Duty rules - reports

Damaging impact on sector

clock 27 February 2023 • 1 min read
FCA director urges firms to 'eat the frog' as Consumer Duty deadline looms

Regulation

FCA director urges firms to 'eat the frog' as Consumer Duty deadline looms

Consumer Duty deadline will not be moved

clock 22 February 2023 • 2 min read
Holly Mackay: Where do asset managers sit on the consumer duty map?

Regulation

Holly Mackay: Where do asset managers sit on the consumer duty map?

Wholesale mind shift needs to happen

clock 27 January 2023 • 4 min read
Fidelity platform restricts investment into Jupiter UK Mid Cap

Platforms

Fidelity platform restricts investment into Jupiter UK Mid Cap

30 December

clock 05 January 2023 • 1 min read
Industry faces mounting to-do list as regulatory equivalence drifts ever further

Regulation

Industry faces mounting to-do list as regulatory equivalence drifts ever further

Edinburgh Reforms and SDR

clock 22 December 2022 • 4 min read
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