Tweaks in the pipeline?
Douglas Cherry, partner at Reed Smith, takes a closer look at the implications of the new regulations for asset and wealth management employees.
'Much needed levels of transparency'
The Financial Conduct Authority's (FCA) study of the investment platform market will place the industry's key relationships under the competition spotlight, writes Melanie Martin, associate in the EU, competition and regulatory practice of Maclay Murray...
Pressure on to meet due diligence rules
FCA published latest paper last week