While retailers gear up for the Christmas countdown, the clock is also ticking for overworked compliance teams to get to grips with the complexities of MiFID II as they work towards the 3 January 2018 implementation date.
Following own review
Published earlier this month
Failed to comply with Credit Rating Agencies Regulation
Increase in requests to relocate to the EU
Targets buy-side best practice
Julie Patterson, director in KPMG's investment management team and its head of Brexit, takes a closer look at the challenges for European regulators to bring about a consistency of approach.