FCA

House of Lords challenges 'disproportionate' FCA investigations proposal

UK

House of Lords challenges 'disproportionate' FCA investigations proposal

Letter to FCA CEO Nikhil Rathi

22 April 2024 • 2 min read

Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Alternatives

Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Lead to demands for more clarity

17 April 2024 • 4 min read

FCA's Sheree Howard: Firms' culture must change to attract female talent

Diversity

FCA's Sheree Howard: Firms' culture must change to attract female talent

'Better mix' needed

16 April 2024 • 4 min read

Willis Towers Watson eyes private equity LTAF launch

Funds

Willis Towers Watson eyes private equity LTAF launch

Available to individual professional investors

15 April 2024 • 1 min read

Friday Briefing: Woodford is right – Link has a lot to answer for

Industry

Friday Briefing: Woodford is right – Link has a lot to answer for

FCA issues warning notice

15 April 2024 • 6 min read

DIY investor tests to buy investment trusts on D2C platforms risk worsening sector decline

Investment Trusts

DIY investor tests to buy investment trusts on D2C platforms risk worsening sector decline

Investment platforms address concerns

12 April 2024 • 5 min read

Industry questions where the blame lies for Woodford liquidity issues

Regulation

Industry questions where the blame lies for Woodford liquidity issues

Reaction to FCA warning notice

11 April 2024 • 3 min read

Woodford argues responsibility for liquidity failings lies with Link Fund Solutions

Industry

Woodford argues responsibility for liquidity failings lies with Link Fund Solutions

Refutes FCA findings

11 April 2024 • 2 min read

FCA to allow 'bundling' of investment research payments in regime overhaul

Regulation

FCA to allow 'bundling' of investment research payments in regime overhaul

Response to Independent Research Review

10 April 2024 • 2 min read

Home REIT paid over £1m for row of terraced houses later converted into large-scale cannabis grow

Investment Trusts

Home REIT paid over £1m for row of terraced houses later converted into large-scale cannabis grow

Properties auctioned for over 70% loss

10 April 2024 • 4 min read

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