Financial Conduct Authority

The Big Interview: Behind the scenes of launching Fulcrum's LTAF

Asset Managers

The Big Interview: Behind the scenes of launching Fulcrum's LTAF

Joe Davidson speaks to Investment Week

clock 07 May 2024 • 5 min read
FCA outlines post-Brexit overhaul of UK's securitisation regime

Regulation

FCA outlines post-Brexit overhaul of UK's securitisation regime

Policy statement published

clock 30 April 2024 • 3 min read
FCA issues almost 600 alerts in initial months of tighter financial advert rules

Regulation

FCA issues almost 600 alerts in initial months of tighter financial advert rules

11% related to clone scams

clock 26 April 2024 • 2 min read
House of Lords challenges 'disproportionate' FCA investigations proposal

UK

House of Lords challenges 'disproportionate' FCA investigations proposal

Letter to FCA CEO Nikhil Rathi

clock 22 April 2024 • 2 min read
Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Alternatives

Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Lead to demands for more clarity

clock 17 April 2024 • 4 min read
FCA's Sheree Howard: Firms' culture must change to attract female talent

Diversity

FCA's Sheree Howard: Firms' culture must change to attract female talent

'Better mix' needed

clock 16 April 2024 • 4 min read
Friday Briefing: Woodford is right – Link has a lot to answer for

Industry

Friday Briefing: Woodford is right – Link has a lot to answer for

FCA issues warning notice

clock 15 April 2024 • 6 min read
DIY investor tests to buy investment trusts on D2C platforms risk worsening sector decline

Investment Trusts

DIY investor tests to buy investment trusts on D2C platforms risk worsening sector decline

Investment platforms address concerns

clock 12 April 2024 • 5 min read
Industry questions where the blame lies for Woodford liquidity issues

Regulation

Industry questions where the blame lies for Woodford liquidity issues

Reaction to FCA warning notice

clock 11 April 2024 • 3 min read
Woodford argues responsibility for liquidity failings lies with Link Fund Solutions

Industry

Woodford argues responsibility for liquidity failings lies with Link Fund Solutions

Refutes FCA findings

clock 11 April 2024 • 2 min read
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