Financial Conduct Authority

Ex-Barclays wealth CEO Kalaris loses appeal against FCA ban to hold senior role

Regulation

Ex-Barclays wealth CEO Kalaris loses appeal against FCA ban to hold senior role

Tom Kalaris left Barclays in 2013

clock 28 August 2024 • 2 min read
Mattioli Woods updates on Pollen Street Capital acquisition timeline

Companies

Mattioli Woods updates on Pollen Street Capital acquisition timeline

Deal gained regulator approval in July

clock 19 August 2024 • 2 min read
Non-performing Home REIT tenant surrenders leases on 4% of property portfolio

Investment Trusts

Non-performing Home REIT tenant surrenders leases on 4% of property portfolio

Ahead of wind-up vote later this year

clock 14 August 2024 • 1 min read
Deep Dive: Labour should repeal 'double count' investment trust costs to help achieve long-term UK growth

Investment Trusts

Deep Dive: Labour should repeal 'double count' investment trust costs to help achieve long-term UK growth

Reeves’ office aware of the issue

clock 09 August 2024 • 4 min read
Another Home REIT tenant enters into administration ahead of wind-up vote

Investment Trusts

Another Home REIT tenant enters into administration ahead of wind-up vote

One (Housing & Support) CIC

clock 08 August 2024 • 1 min read
H2O Asset Management agrees to pay investors €250m after FCA probe

Companies

H2O Asset Management agrees to pay investors €250m after FCA probe

Locked in funds since 2020

clock 07 August 2024 • 2 min read
St James's Place CEO outlines bid to recoup fee scandal costs from partners

Wealth Management

St James's Place CEO outlines bid to recoup fee scandal costs from partners

Evidence-based approach

clock 31 July 2024 • 3 min read
City Hive's Bev Shah: How to ACT on Consumer Duty and SDR as deadline looms

Regulation

City Hive's Bev Shah: How to ACT on Consumer Duty and SDR as deadline looms

'Regulation appears to be catching up'

clock 31 July 2024 • 6 min read
FCA launches review to simplify financial services rulebook after Consumer Duty

Regulation

FCA launches review to simplify financial services rulebook after Consumer Duty

Secondary competitiveness objective

clock 30 July 2024 • 2 min read
FCA to overhaul UK prospectus rules with 'more efficient' capital raising regime

Regulation

FCA to overhaul UK prospectus rules with 'more efficient' capital raising regime

POATRs framework

clock 26 July 2024 • 3 min read
Most read
01

Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

12 November 2024 • 11 min read
02

Four Graphs explaining 'what happened to the year of the bond'

06 November 2024 • 3 min read
03

Schroder BSC Social Impact plans investment policy revamp to adopt SDR label

12 November 2024 • 2 min read
04

Former Close Brothers AM CEO Martin Andrew joins Schroders Personal Wealth board

12 November 2024 • 1 min read
05

Oberon Investments names former Neptune UK wholesale head to top distribution job

12 November 2024 • 2 min read
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