fines

Asset Managers

Deutsche Boerse pays insider trading fines relating to LSE merger

€10.5m fine

14 September 2017 • 1 min read

Regulation

Regulators ramp up enforcement actions on individuals

FCA’s total fines fall by 98%

31 July 2017 • 2 min read

Investment

BNP Paribas settles a further $246m fine over FX misconduct

For activities in FX market between 2007 and 2013

18 July 2017 • 1 min read

Regulation

FCA dawn raids approach pre-crisis lows

Fines also falling

05 June 2017 • 1 min read

Investment

SFO hits Tesco with £129m fine while FCA demands £85m shareholder compensation scheme

Schroders urging Tesco to reconsider Booker merger

28 March 2017 • 4 min read

Financial services

Deutsche Bank hit with $630m fine by UK and US regulators for anti-money laundering failings

US regulator fined the bank $425m

31 January 2017 • 2 min read

Economics

Update: RBS shares rise despite further £3bn earmarked for US fines

For mis-selling RMBS in subprime crisis

26 January 2017 • 2 min read

ETFs

Deutsche Bank sees $8bn outflows from ETF business

Adding to bank's woes

27 October 2016 • 1 min read

Regulation

FCA charges five in £2.8m investment scheme scandal

Involved 175 investors

16 June 2016 • 1 min read

Regulation

Ex-Schroders trader jailed for two years for insider dealing

Clarke recieved prohibited M&A information

13 June 2016 • 1 min read

123

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06 January 2025 • 3 min read

02

Saba resubmits Edinburgh Worldwide documents triggering shareholder vote over board

06 January 2025 • 1 min read

03

Albion Capital opens £50m fundraise across three VCTs

06 January 2025 • 2 min read

04

One third of investment trusts made double-digit returns in 2024 amid troublesome year for sector

03 January 2025 • 3 min read

05

UK adults hold the smallest percentage of wealth in investments of all G7 countries

06 January 2025 • 2 min read