high-risk investments

FCA urges firms offering high-risk investments to retail investors to review promotion practices

Regulation

FCA urges firms offering high-risk investments to retail investors to review promotion practices

Several examples of poor practice

clock 28 September 2023 • 3 min read
45% of new self-directed investors unaware that losing money is a risk of investing

Regulation

45% of new self-directed investors unaware that losing money is a risk of investing

FCA research

clock 02 February 2022 • 1 min read
FCA to tighten rules to prevent investors 'sleepwalking into high-risk investments'

Regulation

FCA to tighten rules to prevent investors 'sleepwalking into high-risk investments'

Responses due 23 March

clock 19 January 2022 • 2 min read

Regulation

FCA moves to tackle high-risk investments despite 'limited powers' over issuers

Industry feedback sought on restictions

clock 29 April 2021 • 3 min read
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04

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