MiFID II

Europe

Deregulation pressure rises as FCA chief Bailey eyes post-Brexit change

Tory MP leads calls for remove 'unnecessary regulation'

clock 29 April 2019 • 4 min read

Regulation

Advisers struggling with MiFID II requirements amid 'regulatory fatigue'

'Regulatory fatigue'

clock 23 April 2019 • 1 min read

Regulation

FCA sets out five priorities for 2019/20; plans new MiFID prudential regime

Brexit remains key priority

clock 17 April 2019 • 2 min read

Regulation

Has the FCA sharpened its claws of late?

Reviewing the regulator's latest aggressive streak

clock 16 April 2019 • 2 min read

Investment Trusts

Polar Capital Technology Trust makes changes to fees as assets grow

Trust's assets nearing £2bn

clock 15 April 2019 • 2 min read

Regulation

More than 1,000 investment firms fail MiFID II transaction reporting requirements

'Many thousands more' could be non-compliant

clock 09 April 2019 • 2 min read

Industry

The Top Down: Neptune's James Dowey on the 'one issue more important than Brexit' for asset managers

In this month's edition of The Top Down, Jayna Rana and Mike Sheen talk to James Dowey, CIO and chief economist at Neptune Investment Management.

clock 08 April 2019 • 1 min read

Regulation

Goldman and UBS MiFID fines a 'statement of intent' from FCA

Enforcement could increase under MiFID II

clock 08 April 2019 • 3 min read

Regulation

Goldman Sachs slapped with £34m fine for 'serious and prolonged' MiFID reporting failures

On transactions between November 2007 and March 2017

clock 28 March 2019 • 2 min read

Regulation

How can investment firms prepare for Brexit?

Futureproofing ahead of 29 March deadline

clock 20 March 2019 • 2 min read
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