PRA

Citigroup Global Markets fined by FCA and PRA over $1.4bn trading error

Regulation

Citigroup Global Markets fined by FCA and PRA over $1.4bn trading error

Combined fine of £61.6m

clock 22 May 2024 • 2 min read
Sexism in the City: 'Not much' has changed as sexual misconduct remains rampant

Diversity

Sexism in the City: 'Not much' has changed as sexual misconduct remains rampant

Barriers remain ‘stubbornly in place’

clock 08 March 2024 • 4 min read
HSBC fined £57.4m over depositor protection failures

Companies

HSBC fined £57.4m over depositor protection failures

Second largest fine imposed by PRA

clock 30 January 2024 • 2 min read
House of Lords to set up committee to scrutinise financial regulators - reports

Regulation

House of Lords to set up committee to scrutinise financial regulators - reports

Increased post-Brexit powers

clock 19 January 2024 • 2 min read
FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Regulation

FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Firms to be grilled about NDA use

clock 18 January 2024 • 4 min read
Bank of England sets out 'near-final' plans to tighten capital rules for UK banks

Regulation

Bank of England sets out 'near-final' plans to tighten capital rules for UK banks

Basel 3.1 reforms

clock 12 December 2023 • 2 min read
Allfunds receives UK regulatory authorisation

Companies

Allfunds receives UK regulatory authorisation

Third Country Branch

clock 30 November 2023 • 1 min read
'Long-awaited' reform of non-financial misconduct represents a 'big shift' for FCA

Diversity

'Long-awaited' reform of non-financial misconduct represents a 'big shift' for FCA

Some concerns remain

clock 25 September 2023 • 5 min read
FCA and PRA eye stricter rules for non-financial misconduct

Regulation

FCA and PRA eye stricter rules for non-financial misconduct

Enhanced ‘fit and proper’ test

clock 25 September 2023 • 3 min read
Bank of England faces calls to delay new global banking capital rules - reports

Industry

Bank of England faces calls to delay new global banking capital rules - reports

Until mid-2025 to align with the US

clock 07 August 2023 • 1 min read
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