regulation

FCA funding to increase 11% as regulator sets out work on T+1 settlement

Regulation

FCA funding to increase 11% as regulator sets out work on T+1 settlement

Focus on greater access to UK wholesale market

clock 19 March 2024 • 3 min read
FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

Regulation

FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

Nikhil Rathi speech

clock 14 March 2024 • 4 min read
FCA to allow professional access to crypto ETNs but retail ban remains in place

Regulation

FCA to allow professional access to crypto ETNs but retail ban remains in place

Onus on exchanges to restrict access

clock 11 March 2024 • 1 min read
Spring Budget 24: Treasury confirms regulation of ESG ratings

ESG

Spring Budget 24: Treasury confirms regulation of ESG ratings

Holding statement

clock 06 March 2024 • 1 min read
Cultural change: What regulators expect from financial services firms on D&I

Regulation

Cultural change: What regulators expect from financial services firms on D&I

Link with Consumer Duty

clock 01 March 2024 • 5 min read
FCA plan to publicise investigations sparks industry concerns

Regulation

FCA plan to publicise investigations sparks industry concerns

Targeting improved transparency in enforcement cases

clock 27 February 2024 • 3 min read
FCA commits to speeding up enforcement investigations in policy overhaul

Regulation

FCA commits to speeding up enforcement investigations in policy overhaul

Transparency and accountability drive

clock 27 February 2024 • 2 min read
FCA revamps investigations policy with greater focus on 'public interest' - reports

Regulation

FCA revamps investigations policy with greater focus on 'public interest' - reports

‘More transparency’

clock 27 February 2024 • 1 min read
Deep Dive: 'Confusing' post-Brexit regulation still needs 'ironing out'

Regulation

Deep Dive: 'Confusing' post-Brexit regulation still needs 'ironing out'

Impact not fully understood

clock 16 February 2024 • 4 min read
FCA quizzes 20 advice firms on Consumer Duty compliance

Regulation

FCA quizzes 20 advice firms on Consumer Duty compliance

Focus on ongoing services

clock 15 February 2024 • 1 min read
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