regulation

FCA: Overseas Funds Regime for EEA strategies set to go live 'later this year'

Regulation

FCA: Overseas Funds Regime for EEA strategies set to go live 'later this year'

ETFs will be included

clock 17 July 2024 • 3 min read
Court date set in FCA 'Finfluencers' trial

Financial services

Court date set in FCA 'Finfluencers' trial

Following FCA legal action

clock 15 July 2024 • 2 min read
Wealth managers eye greater allocation to private markets but regulation remains a hurdle

Alternatives

Wealth managers eye greater allocation to private markets but regulation remains a hurdle

Carne Group survey

clock 02 July 2024 • 2 min read
Marks & Clerk's Michael Shaw: Brand reputation in the age of finfluencers and navigating FCA regulations

Regulation

Marks & Clerk's Michael Shaw: Brand reputation in the age of finfluencers and navigating FCA regulations

Regulators stepping in and updating approach

clock 26 June 2024 • 4 min read
Two people arrested in London on suspicion of running illegal cryptoasset exchange

Regulation

Two people arrested in London on suspicion of running illegal cryptoasset exchange

FCA working with Metropolitan Police Service

clock 20 June 2024 • 1 min read
Trading apps remain under FCA review over gamification concerns

Regulation

Trading apps remain under FCA review over gamification concerns

Follows regulator research

clock 20 June 2024 • 2 min read
PIMFA calls for a year delay to SDR portfolio management rules

ESG

PIMFA calls for a year delay to SDR portfolio management rules

Not enough time for firms

clock 17 June 2024 • 3 min read
MainStreet Partners launches SDR due diligence tool for fund buyers

Regulation

MainStreet Partners launches SDR due diligence tool for fund buyers

Ahead of SDR implementation in July

clock 14 June 2024 • 2 min read
Square Mile revises 3D investing methodology amid incoming SDR labels

Regulation

Square Mile revises 3D investing methodology amid incoming SDR labels

Four categories of classification

clock 14 June 2024 • 2 min read
FCA chair Alder: Private markets valuation at risk of 'inherent conflicts'

Regulation

FCA chair Alder: Private markets valuation at risk of 'inherent conflicts'

Welcomes cost disclosure reforms

clock 24 May 2024 • 2 min read
Most read
01

AJ Bell poaches Barclays Wealth manager selection chief for investment partnerships role

13 November 2024 • 1 min read
02

Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

12 November 2024 • 11 min read
03

FCA admits there could have been better handling of name and shame proposals

13 November 2024 • 3 min read
04

Baillie Gifford Japanese fund added to Hargreaves Lansdown Wealth Shortlist

13 November 2024 • 2 min read
05

Baillie Gifford China Growth unveils performance-related tender offer

13 November 2024 • 2 min read
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