Sarah Pritchard

Number of non-financial misconduct reports in the City skyrockets in three years

Regulation

Number of non-financial misconduct reports in the City skyrockets in three years

FCA survey

clock 25 October 2024 • 4 min read
FCA CEO Nikhil Rathi: 'UK markets stay relevant because we are always open to reform'

Regulation

FCA CEO Nikhil Rathi: 'UK markets stay relevant because we are always open to reform'

'Need a new mindset towards risk'

clock 08 October 2024 • 3 min read
FCA SDR implementation policy for portfolio management to be delayed to Q2 2025

Regulation

FCA SDR implementation policy for portfolio management to be delayed to Q2 2025

Sarah Pritchard

clock 26 September 2024 • 1 min read
Sarah Pritchard: 'The FCA's mindset is changing' to provide more flexibility for firms

Regulation

Sarah Pritchard: 'The FCA's mindset is changing' to provide more flexibility for firms

FCA beckons new regulation

clock 25 September 2024 • 3 min read
FCA eyes extension of investment research requirements to pooled funds

Regulation

FCA eyes extension of investment research requirements to pooled funds

Speech by Sarah Pritchard

clock 06 September 2024 • 1 min read
FCA to overhaul UK prospectus rules with 'more efficient' capital raising regime

Regulation

FCA to overhaul UK prospectus rules with 'more efficient' capital raising regime

POATRs framework

clock 26 July 2024 • 3 min read
FCA calls on industry to improve treatment of politically exposed persons

Regulation

FCA calls on industry to improve treatment of politically exposed persons

Consultation on updated guidance

clock 18 July 2024 • 2 min read
FCA introduces overhaul of UK listings regime to bolster stock markets

Regulation

FCA introduces overhaul of UK listings regime to bolster stock markets

Effective from 29 July 2024

clock 11 July 2024 • 4 min read
Treasury and FCA unveil roadmap to the Overseas Funds Regime

Regulation

Treasury and FCA unveil roadmap to the Overseas Funds Regime

Equivalence for EEA funds

clock 02 May 2024 • 1 min read
FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Regulation

FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Firms to be grilled about NDA use

clock 18 January 2024 • 4 min read
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