Senior Managers Regime

Swiss financial regulator finds strategy and management shortcomings led to Credit Suisse collapse

Companies

Swiss financial regulator finds strategy and management shortcomings led to Credit Suisse collapse

'A traumatic event' for the sector

clock 19 December 2023 • 3 min read
UK to boost bank resolution toolkit after SVB collapse shortcomings - reports

Regulation

UK to boost bank resolution toolkit after SVB collapse shortcomings - reports

City minister Bim Afolami

clock 08 December 2023 • 1 min read

Investment

Change or be left behind: Four ways to manage financial regulation in the age of uncertainty

Avoiding the impact of Brexit

clock 16 November 2020 • 5 min read

Business roles

Harwood unveils board changes as Durrant becomes sole CEO

Response to regulation and group development

clock 17 April 2018 • 1 min read

Regulation

FCA gives firms a year for certification tests under SM&CR

'Duty of responsibility' guidance

clock 13 December 2017 • 3 min read

Regulation

'Child of the financial crisis': Pressure points for firms following FCA's SM&CR extension

Experts respond

clock 31 July 2017 • 4 min read

Regulation

Regulators ramp up enforcement actions on individuals

FCA’s total fines fall by 98%

clock 31 July 2017 • 2 min read

Regulation

FCA reveals plans to extend Senior Managers Regime to all financial services sectors

Extra burdens for largest firms

clock 26 July 2017 • 5 min read

Regulation

Gallery: The biggest regulatory initiatives since the financial crisis

Key regulation of financial services

clock 25 July 2017 • 1 min read

Regulation

FCA to ramp up investigations under SMR

Director of investigations indicates new path

clock 19 June 2017 • 2 min read
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