Financial services

'No intention' of retrospective action in FCA's proposed non-financial misconduct rules

Regulation

'No intention' of retrospective action in FCA's proposed non-financial misconduct rules

Enhanced ‘fit and proper’ test

clock 29 September 2023 • 2 min read
'Long-awaited' reform of non-financial misconduct represents a 'big shift' for FCA

Diversity

'Long-awaited' reform of non-financial misconduct represents a 'big shift' for FCA

Some concerns remain

clock 25 September 2023 • 5 min read
FCA and PRA eye stricter rules for non-financial misconduct

Regulation

FCA and PRA eye stricter rules for non-financial misconduct

Enhanced ‘fit and proper’ test

clock 25 September 2023 • 3 min read
FCA probe finds no proof of de-banking politicians - reports

Regulation

FCA probe finds no proof of de-banking politicians - reports

Following Farage's accusations

clock 19 September 2023 • 2 min read
Deep Dive: Consumer Duty is 'forcing' DFMs and asset managers to justify value and costs

Regulation

Deep Dive: Consumer Duty is 'forcing' DFMs and asset managers to justify value and costs

Passives still prevail

clock 15 September 2023 • 4 min read
FCA unveils enhanced screening checks for financial adverts

Regulation

FCA unveils enhanced screening checks for financial adverts

Approvals for unregulated firms

clock 12 September 2023 • 2 min read
JPMorgan's Dimon warns bank stocks will suffer under US capital rules - reports

Regulation

JPMorgan's Dimon warns bank stocks will suffer under US capital rules - reports

Joins Goldman Sachs CEO David Solomon

clock 12 September 2023 • 2 min read
Industry bodies unite against proposed EU derivatives rules

Financial services

Industry bodies unite against proposed EU derivatives rules

11 groups address EU parliament

clock 07 September 2023 • 1 min read
CEO of Swiss regulator FINMA resigns over 'high and permanent stress level'

Financial services

CEO of Swiss regulator FINMA resigns over 'high and permanent stress level'

Urban Angehrn

clock 06 September 2023 • 2 min read
US private fund industry bodies sue SEC over new disclosure rules

US

US private fund industry bodies sue SEC over new disclosure rules

'No choice but to litigate'

clock 04 September 2023 • 2 min read
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