Financial services

Deep Dive: Consumer Duty is 'forcing' DFMs and asset managers to justify value and costs

Regulation

Deep Dive: Consumer Duty is 'forcing' DFMs and asset managers to justify value and costs

Passives still prevail

clock 15 September 2023 • 4 min read
FCA unveils enhanced screening checks for financial adverts

Regulation

FCA unveils enhanced screening checks for financial adverts

Approvals for unregulated firms

clock 12 September 2023 • 2 min read
JPMorgan's Dimon warns bank stocks will suffer under US capital rules - reports

Regulation

JPMorgan's Dimon warns bank stocks will suffer under US capital rules - reports

Joins Goldman Sachs CEO David Solomon

clock 12 September 2023 • 2 min read
Industry bodies unite against proposed EU derivatives rules

Financial services

Industry bodies unite against proposed EU derivatives rules

11 groups address EU parliament

clock 07 September 2023 • 1 min read
CEO of Swiss regulator FINMA resigns over 'high and permanent stress level'

Financial services

CEO of Swiss regulator FINMA resigns over 'high and permanent stress level'

Urban Angehrn

clock 06 September 2023 • 2 min read
US private fund industry bodies sue SEC over new disclosure rules

US

US private fund industry bodies sue SEC over new disclosure rules

'No choice but to litigate'

clock 04 September 2023 • 2 min read
Switzerland eyes stricter anti-money laundering rules

Regulation

Switzerland eyes stricter anti-money laundering rules

Beneficial owner register

clock 31 August 2023 • 1 min read
FCA provisionally opts not to involve CMA in wholesale data market review

Companies

FCA provisionally opts not to involve CMA in wholesale data market review

Four respondents seek CMA involvement

clock 31 August 2023 • 3 min read
Raymond James barred from opening new branches and hiring investment managers

Companies

Raymond James barred from opening new branches and hiring investment managers

FCA restrictions

clock 29 August 2023 • 1 min read
German watchdog warns of identity fraud from 'Baring' firm

Financial services

German watchdog warns of identity fraud from 'Baring' firm

Baring Private Equity London

clock 25 August 2023 • 1 min read
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