Wealth managers

FCA softens enforcement approach following backlash

Regulation

FCA softens enforcement approach following backlash

Final decision in Q1 2025

clock 28 November 2024 • 2 min read
MainStreet Partners launches SDR due diligence tool for fund buyers

Regulation

MainStreet Partners launches SDR due diligence tool for fund buyers

Ahead of SDR implementation in July

clock 14 June 2024 • 2 min read
BNY Mellon undergoes name change amid extensive rebrand

Investment

BNY Mellon undergoes name change amid extensive rebrand

Shortened name across subsidiaries

clock 12 June 2024 • 1 min read
Deep Dive: Consumer Duty is already improving standards but challenges remain

Regulation

Deep Dive: Consumer Duty is already improving standards but challenges remain

Data and competitiveness will be key

clock 31 May 2024 • 5 min read
Asset managers face SDR implementation challenges as deadlines approach

ESG

Asset managers face SDR implementation challenges as deadlines approach

PwC and UKSIF report

clock 30 May 2024 • 3 min read
The existential threat at the heart of Britain's biggest wealth manager

Wealth managers

The existential threat at the heart of Britain's biggest wealth manager

Fees made St James's Place rich but now risk toppling the firm

clock 15 May 2024 • 10 min read
'Crucial' SDR extension to portfolio management will ensure 'uniform standard' for the sector

Regulation

'Crucial' SDR extension to portfolio management will ensure 'uniform standard' for the sector

Questions remain

clock 23 April 2024 • 4 min read
FCA eyes extension of SDR remit to include portfolio managers

Regulation

FCA eyes extension of SDR remit to include portfolio managers

Consultation paper

clock 23 April 2024 • 4 min read
Friday Briefing: Woodford is right – Link has a lot to answer for

Industry

Friday Briefing: Woodford is right – Link has a lot to answer for

FCA issues warning notice

clock 15 April 2024 • 6 min read
FCA issues warning notice to Neil Woodford and WIM over liquidity failings

Industry

FCA issues warning notice to Neil Woodford and WIM over liquidity failings

‘Inappropriate investment decisions’

clock 11 April 2024 • 2 min read
Most read
01

Editor's view: Where are the SDR Improvers and Mixed Goals?

02 December 2024 • 7 min read
02

Goshawk AM: 'Passive is risky' and the case for active management in a global market

03 December 2024 • 5 min read
03

St James's Place to cut 500 jobs as part of cost saving plans

02 December 2024 • 1 min read
04

UK retail sales fall 3.3% in November in 'bad start to festive season'

03 December 2024 • 2 min read
05

Lindsell Train investment trust attempts to improve ailing share price as Nick Train backs data and tech

03 December 2024 • 2 min read
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