Wealth managers

Tom Hayes denied opportunity to appeal against LIBOR conviction

Regulation

Tom Hayes denied opportunity to appeal against LIBOR conviction

‘No plan’ to refer case to appeal

clock 08 December 2021 • 1 min read
AIC calls for prospectus reform to reduce 'complex and expensive' regulatory burden

Regulation

AIC calls for prospectus reform to reduce 'complex and expensive' regulatory burden

Welcomes FCA listing rule changes

clock 06 December 2021 • 2 min read
Asset managers commit to executive pay engagement following LGIM's decision to end feedback

ESG

Asset managers commit to executive pay engagement following LGIM's decision to end feedback

Prioritisation is important

clock 03 December 2021 • 4 min read
FCA says Investment Firm Prudential Regime will require individual disclosure

Regulation

FCA says Investment Firm Prudential Regime will require individual disclosure

Comes into effect 1 January 2022

clock 26 November 2021 • 1 min read
European Commission seeks greater retail participation in update to ELTIF regulation

Regulation

European Commission seeks greater retail participation in update to ELTIF regulation

AIFMD proposals would alter UCITS directive

clock 25 November 2021 • 3 min read
While skin in the game is important, we need beefed-up independent oversight

Regulation

While skin in the game is important, we need beefed-up independent oversight

More emphasis needed on best practice

clock 25 November 2021 • 4 min read
FCA seeks services of third-party crypto analyst

Regulation

FCA seeks services of third-party crypto analyst

Tender offer worth £500,000

clock 24 November 2021 • 1 min read
Brewin Dolphin attracts record fund inflows amid strong performance

Wealth managers

Brewin Dolphin attracts record fund inflows amid strong performance

Wealth manager drew in £4bn of capital in the year to the end of September

clock 24 November 2021 • 2 min read
'Clear rationale for more NEDs' on the FCA board

Regulation

'Clear rationale for more NEDs' on the FCA board

Independent review

clock 22 November 2021 • 2 min read
Synthetic LIBOR confirmation a 'welcome relief'

Regulation

Synthetic LIBOR confirmation a 'welcome relief'

‘Not a silver bullet’

clock 16 November 2021 • 1 min read
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