Compliance

Wealth Management

London & Capital poaches Towry man for regulatory role

Wealth manager London & Capital has hired Towry's general counsel Thomas Donlon in a bid to manage regulatory change and drive business growth.

clock 27 April 2015 •

Wealth managers

Five simple rules for understanding the FCA's practices

Understanding the regulator just got easier

clock 10 April 2015 • 5 min read

Wealth managers

Retweet at your peril: Eight FCA social media dos and don'ts

Retweet at your peril: Eight FCA social media dos and don'ts

clock 13 March 2015 • 5 min read

Wealth managers

FCA concerned about compliance 'for the sake of it'

Compliance which adds little to the client experience except an extra layer of cost is on the regulator's radar as an area of concern it is investigating, Financial Conduct Authority (FCA) technical specialist Rory Percival has said.

clock 24 April 2014 • 1 min read

Wealth managers

Invesco under investigation by FCA over compliance controls

The Financial Conduct Authority (FCA) is investigating the US-based parent group of UK fund giant Invesco Perpetual over its past compliance with the regulator's rules.

clock 28 February 2014 • 1 min read

Investment

Brown Shipley appoints new private banking boss

Brown Shipley has appointed former Sanlam private banking chief Hugh Titcomb to head up its own private banking division.

clock 20 January 2014 •
Most read
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UK gilt yields creep up to 2008 levels as Reeves heads to China

10 January 2025 • 2 min read
02

BoE's Sarah Breeden: Monetary policy restrictions expected to be removed 'gradually over time'

10 January 2025 • 3 min read
03

Stories of the Week: Surging gilt yields puts pressure on government's debt management

10 January 2025 • 1 min read
04

Fundsmith Equity fund sells long-term holdings in Diageo and Apple in 2024

10 January 2025 • 4 min read
05

Chrysalis' discount halves as it eyes greater capital return to shareholders

10 January 2025 • 2 min read
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