FCA

Industry backs House of Lords call to reform 'misleading' investment trust cost disclosure

Investment Trusts

Industry backs House of Lords call to reform 'misleading' investment trust cost disclosure

Following second bill reading

11 March 2024 • 2 min read

Quilter hires ex-FCA Consumer Duty specialist as ESG reporting and governance manager

People moves

Quilter hires ex-FCA Consumer Duty specialist as ESG reporting and governance manager

Alexander Kirby joins

11 March 2024 • 1 min read

FCA to allow professional access to crypto ETNs but retail ban remains in place

Regulation

FCA to allow professional access to crypto ETNs but retail ban remains in place

Onus on exchanges to restrict access

11 March 2024 • 1 min read

Great British ISA may struggle to be Consumer Duty compliant

Regulation

Great British ISA may struggle to be Consumer Duty compliant

Narrow target market

11 March 2024 • 1 min read

Sexism in the City: 'Not much' has changed as sexual misconduct remains rampant

Diversity

Sexism in the City: 'Not much' has changed as sexual misconduct remains rampant

Barriers remain ‘stubbornly in place’

08 March 2024 • 4 min read

Home REIT seeks legal proceedings against 'wrongdoers' following FCA investigation

Investment Trusts

Home REIT seeks legal proceedings against 'wrongdoers' following FCA investigation

Reduces total borrowings to £149.1m

05 March 2024 • 2 min read

FCA puts focus on WealthTek criminal investigation

Regulation

FCA puts focus on WealthTek criminal investigation

Secured 12-month pause on civil action

04 March 2024 • 2 min read

Cultural change: What regulators expect from financial services firms on D&I

Regulation

Cultural change: What regulators expect from financial services firms on D&I

Link with Consumer Duty

01 March 2024 • 5 min read

FCA rules out 'significant intervention' on wholesale data market

Regulation

FCA rules out 'significant intervention' on wholesale data market

Despite high costs

29 February 2024 • 2 min read

FCA plan to publicise investigations sparks industry concerns

Regulation

FCA plan to publicise investigations sparks industry concerns

Targeting improved transparency in enforcement cases

27 February 2024 • 3 min read

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