Financial Conduct Authority

Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Wealth Management

Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Structured around FCA's four key outcomes

clock 19 December 2023 • 1 min read
Industry warns of 'tight' implementation timeline for SDR

ESG

Industry warns of 'tight' implementation timeline for SDR

‘A lot of detail to process’

clock 18 December 2023 • 3 min read
FCA raises alarm on platforms' handling of customer cash interest

Platforms

FCA raises alarm on platforms' handling of customer cash interest

Cracks down on ‘double dipping’

clock 12 December 2023 • 1 min read
FCA plans 'new form of simplified advice' in extensive review

Regulation

FCA plans 'new form of simplified advice' in extensive review

Three proposals set as part of major review

clock 08 December 2023 • 6 min read
National Audit Office finds 'significant delay' in FCA regulatory action

Regulation

National Audit Office finds 'significant delay' in FCA regulatory action

Financial services report

clock 08 December 2023 • 3 min read
London Capital & Finance scars raise risk concerns over LTAFs among MPs

UK

London Capital & Finance scars raise risk concerns over LTAFs among MPs

Review of Edinburgh Reforms a year on

clock 08 December 2023 • 3 min read
Remaining Woodford fund assets shrink 40% since last distribution revealed

Unit trusts/OEICs

Remaining Woodford fund assets shrink 40% since last distribution revealed

Follow-on investment failed

clock 06 December 2023 • 3 min read
FCA sets out proposals to increase liquidity requirements for money market funds

Regulation

FCA sets out proposals to increase liquidity requirements for money market funds

Working with HM Treasury and BoE

clock 06 December 2023 • 3 min read
SJP CIO Onuekwusi: Retail investors lack appropriate structure to access private markets

Wealth managers

SJP CIO Onuekwusi: Retail investors lack appropriate structure to access private markets

Open-ended structures 'have to work'

clock 01 December 2023 • 2 min read
Harcus Parker accuses FCA of 'inaccurate summary' regarding potential third party Woodford claims

Regulation

Harcus Parker accuses FCA of 'inaccurate summary' regarding potential third party Woodford claims

‘Practical bar makes it impossible’

clock 30 November 2023 • 3 min read
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