Financial Conduct Authority

Asian Energy Impact seeks listing restoration as strategic review outcome looms

Investment Trusts

Asian Energy Impact seeks listing restoration as strategic review outcome looms

Former ThomasLloyd Energy Impact trust

clock 06 March 2024 • 1 min read
Woodford investors set for Link payout as scheme of arrangement becomes effective

Industry

Woodford investors set for Link payout as scheme of arrangement becomes effective

Permission to appeal denied

clock 05 March 2024 • 2 min read
FCA puts focus on WealthTek criminal investigation

Regulation

FCA puts focus on WealthTek criminal investigation

Secured 12-month pause on civil action

clock 04 March 2024 • 2 min read
FCA rules out 'significant intervention' on wholesale data market

Regulation

FCA rules out 'significant intervention' on wholesale data market

Despite high costs

clock 29 February 2024 • 2 min read
Numis places St James's Place under review after £426m client refunds provision and dividend cut

Companies

Numis places St James's Place under review after £426m client refunds provision and dividend cut

A ‘disappointing’ third warning

clock 28 February 2024 • 2 min read
FCA plan to publicise investigations sparks industry concerns

Regulation

FCA plan to publicise investigations sparks industry concerns

Targeting improved transparency in enforcement cases

clock 27 February 2024 • 3 min read
FCA commits to speeding up enforcement investigations in policy overhaul

Regulation

FCA commits to speeding up enforcement investigations in policy overhaul

Transparency and accountability drive

clock 27 February 2024 • 2 min read
FCA revamps investigations policy with greater focus on 'public interest' - reports

Regulation

FCA revamps investigations policy with greater focus on 'public interest' - reports

‘More transparency’

clock 27 February 2024 • 1 min read
Square Mile chief Richard Romer-Lee takes on co-CEO role at Titan AM

People moves

Square Mile chief Richard Romer-Lee takes on co-CEO role at Titan AM

FCA approves acquisition

clock 26 February 2024 • 2 min read
Permission to appeal filed in relation to Woodford scheme of arrangement

Regulation

Permission to appeal filed in relation to Woodford scheme of arrangement

Judge may decline

clock 23 February 2024 • 2 min read
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