Financial Conduct Authority

Consumer Duty risks drive Hargreaves Lansdown and AJ Bell 'Sell' rating from UBS

Companies

Consumer Duty risks drive Hargreaves Lansdown and AJ Bell 'Sell' rating from UBS

Cyclical challenges to net new business

clock 09 November 2023 • 2 min read
FCA takes aim at wealth managers over high-risk and high-fee products

Companies

FCA takes aim at wealth managers over high-risk and high-fee products

'Dear CEO' letter

clock 08 November 2023 • 3 min read
UK to outline regulatory rules for ESG ratings industry as early as January 2024

Regulation

UK to outline regulatory rules for ESG ratings industry as early as January 2024

Following three-month consultation

clock 08 November 2023 • 1 min read
Marlborough Group gets £5.5bn ACD mandate from Evenlode

Unit trusts/OEICs

Marlborough Group gets £5.5bn ACD mandate from Evenlode

Waystone contract terminated

clock 08 November 2023 • 2 min read
Bank of England and FCA outline plans to regulate stablecoins into mainstream

Technology

Bank of England and FCA outline plans to regulate stablecoins into mainstream

Discussion paper

clock 06 November 2023 • 2 min read
Premier Miton to acquire Tellworth Investments

Companies

Premier Miton to acquire Tellworth Investments

Part of inorganic growth strategy

clock 01 November 2023 • 2 min read
Treasury finalises plans to regulate crypto industry

Alternatives

Treasury finalises plans to regulate crypto industry

Following consultation

clock 30 October 2023 • 2 min read
FCA continues review into NatWest after 'potential regulatory breaches' identified over Coutts incident

Regulation

FCA continues review into NatWest after 'potential regulatory breaches' identified over Coutts incident

'Failed to treat him fairly'

clock 27 October 2023 • 3 min read
FCA removes cap on bankers' bonuses to mixed reactions

Regulation

FCA removes cap on bankers' bonuses to mixed reactions

'Not all bankers will welcome the change'

clock 25 October 2023 • 2 min read
Vanguard accused of breaching UK asset concentration limits - reports

Companies

Vanguard accused of breaching UK asset concentration limits - reports

LifeStrategy range

clock 23 October 2023 • 1 min read
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