Financial Conduct Authority

Friday Briefing: Woodford is right – Link has a lot to answer for

Industry

Friday Briefing: Woodford is right – Link has a lot to answer for

FCA issues warning notice

clock 15 April 2024 • 6 min read
DIY investor tests to buy investment trusts on D2C platforms risk worsening sector decline

Investment Trusts

DIY investor tests to buy investment trusts on D2C platforms risk worsening sector decline

Investment platforms address concerns

clock 12 April 2024 • 5 min read
Industry questions where the blame lies for Woodford liquidity issues

Regulation

Industry questions where the blame lies for Woodford liquidity issues

Reaction to FCA warning notice

clock 11 April 2024 • 3 min read
Woodford argues responsibility for liquidity failings lies with Link Fund Solutions

Industry

Woodford argues responsibility for liquidity failings lies with Link Fund Solutions

Refutes FCA findings

clock 11 April 2024 • 2 min read
FCA to allow 'bundling' of investment research payments in regime overhaul

Regulation

FCA to allow 'bundling' of investment research payments in regime overhaul

Response to Independent Research Review

clock 10 April 2024 • 2 min read
FCA to reclaim £1.6m for investors in unlawful investment scheme

Regulation

FCA to reclaim £1.6m for investors in unlawful investment scheme

Argento Wealth and Daniel Willis

clock 04 April 2024 • 1 min read
Global Relay's Rob Mason: Communications surveillance brings us a step closer to rooting out non-financial misconduct

Regulation

Global Relay's Rob Mason: Communications surveillance brings us a step closer to rooting out non-financial misconduct

Internal surveillance tools

clock 04 April 2024 • 4 min read
FCA warns firms and finfluencers to 'keep social media ads lawful'

Regulation

FCA warns firms and finfluencers to 'keep social media ads lawful'

Guidance for financial services promotion

clock 26 March 2024 • 3 min read
Four Home REIT properties uncovered as sophisticated cannabis grow operations

Investment Trusts

Four Home REIT properties uncovered as sophisticated cannabis grow operations

Houses have since been auctioned

clock 26 March 2024 • 6 min read
UK crypto regulation is 'catching up' to other markets while maintaining 'bottom-up' benefits

Regulation

UK crypto regulation is 'catching up' to other markets while maintaining 'bottom-up' benefits

US helped ‘soften’ FCA

clock 15 March 2024 • 4 min read
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