financial regulation

Regulation

MiFID II is the 'latest injection of steroids into the ETF business'

Active ETFs to dominate market

06 December 2017 • 3 min read

Asset Managers

HM Treasury backs Asset Management Centres of Excellence in UK universities; Unveils package of measures to boost industry

'Backbone of AM capabilities'

06 December 2017 • 4 min read

Regulation

Premier breaks industry norm with MiFID II approach

Changes to cost of research

30 November 2017 • 1 min read

Regulation

Central Bank of Ireland reveals focus of incoming ETF supervision

Details of regulation will be revealed in 'coming months'

29 November 2017 • 4 min read

Fund managers

How MiFID II research changes will affect small-cap funds

Under-researched area

21 November 2017 • 3 min read

Asset Managers

Report: Almost all asset managers will offer ETFs within five years

ETF market to hit $7.6trn by 2020

21 November 2017 • 3 min read

Asset Managers

Warning 'second wave' of asset management industry disruption to come from tech firms

Not meeting client's digital demands

15 November 2017 • 2 min read

Asset Managers

JOHCM under investigation by FCA over dealing commission

Follows thematic review

09 November 2017 • 2 min read

Asset Managers

MiFID II: Firms can expect 'degree of flexibility' on complex issues but should not fall behind on the basics

'Zero tolerance approach' to more straightforward areas

07 November 2017 • 2 min read

Regulation

FCA: Investors more likely to complain about trusts than other products

92.9% of SJP investment complaints upheld

23 October 2017 • 3 min read

91011

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M&G sues Royal London for £27m over client access to 'inappropriately risky investments'- reports

23 December 2024 • 2 min read

02

City Minister Tulip Siddiq embroiled in £4bn anti-corruption probe - reports

19 December 2024 • 1 min read

03

FCA amends investment rules to allow greater LTAF access

23 December 2024 • 2 min read

04

Stories of the Week: BoE holds interest rates steady; Number of UK companies mulling moving their listing doubles; FCA launches consultation on private stock market

20 December 2024 • 1 min read

05

Wellington Management's Natasha Brook-Walters: Balancing bumps in the road and big-picture thinking in 2025

20 December 2024 • 5 min read