financial regulation

Regulation

FCA fines Merrill Lynch £34.5m for failing to report transactions

Under the rules of EMIR

clock 23 October 2017 • 1 min read

ETFs

First Trust's CEO: Ratings agencies should put ETFs on equal footing with active funds

Demand from DFMs and advisers

clock 04 October 2017 • 2 min read

ETFs

Lyxor embarks on programme to revamp ETF range

Includes plans to close funds

clock 03 October 2017 • 2 min read

Funds

Update: Fidelity introduces performance-related variable fee after regulatory delay

Known as 'fulcrum fee'

clock 03 October 2017 • 3 min read

Asset Managers

UK named second riskiest market amid regulatory pressures

Behind China

clock 28 September 2017 • 3 min read

Regulation

Industry calls for urgent clarity on May's Brexit transition plans

Need to avoid City flight

clock 27 September 2017 • 3 min read

Business roles

Senior financial services figures back former MP Tyrie for FCA chair role

Griffith-Jones to depart in 2018

clock 27 September 2017 • 1 min read

Regulation

Warning FCA will not 'create a floor' below MiFID II standards

Promises "proportionality" for firms that have taken "sufficient steps"

clock 20 September 2017 • 3 min read

Funds

The Adviser Centre's Toogood: Fund groups know the writing is on the wall

Facing numerous industry pressures

clock 14 September 2017 • 3 min read

Markets

Brexit, vertical integration and solutions-based products: IA survey reveals key talking points for asset managers

Staffing and passporting in post-Brexit world a key concern

clock 14 September 2017 • 7 min read
Most read
01

M&G sues Royal London for £27m over client access to 'inappropriately risky investments'- reports

23 December 2024 • 2 min read
02

FCA amends investment rules to allow greater LTAF access

23 December 2024 • 2 min read
03

Wellington Management's Natasha Brook-Walters: Balancing bumps in the road and big-picture thinking in 2025

20 December 2024 • 5 min read
04

Merry Christmas from Investment Week

24 December 2024 • 1 min read
05

Revised figures show zero UK real GDP growth in Q3

23 December 2024 • 1 min read
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