financial regulation

The global financial crisis, and the related policy response, is drawing to a close. We are currently enjoying a short period of synchronised global growth and improving trade.

43% of CEOs planning M&A

'Despite record fines, increasing investigations and an expanding compliance industry, misconduct remains'

Challenges for the industry

Firm entered ETF space in November 2017

Managers consider next steps for directive

Both sides want to avoid mutual damage

MiFID II came into effect 3 January

Announced last October would be passing on to clients

Currently unregulated