financial regulation

Regulation

Compliance risk must remain a priority despite early talk of MiFID III

Tweaks in the pipeline?

clock 21 February 2018 • 3 min read

Regulation

FCA calls for help embracing regtech

To aid regulatory reporting

clock 20 February 2018 • 2 min read

Asset Managers

Luxembourg set for lion's share of post-Brexit business

Managers fear uncertainty, loss of delegation rights

clock 20 February 2018 • 2 min read

Asset Managers

River & Mercantile recruits Aviva Investors chair to head newly-formed risk committee

Created following FCA probe

clock 19 February 2018 • 1 min read

Regulation

Warning on 'existential crisis' for MiFID II payment rules as brokers make 'free' research universally available

More MiFID woes

clock 15 February 2018 • 4 min read

Regulation

Funds Congress backs mutual regulatory recognition post-Brexit

'Mutually beneficial solution'

clock 15 February 2018 • 4 min read

Investment Trusts

Winterflood study: Trust investors concerned about negative impact of MiFID II and PRIIPs

Annual survey from Winterflood

clock 13 February 2018 • 3 min read

Asset Managers

FCA promotes Delfas as regulator expands Brexit team

Joined in November 2016

clock 01 February 2018 • 1 min read

Investment

FCA warns investment fraudsters targeting social media users with Bitcoin scams

£87,410 lost per day to binary options scams

clock 29 January 2018 • 3 min read

Asset Managers

Update: IA calls for urgent review to address KID concerns

Follows industry criticism

clock 24 January 2018 • 3 min read
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