MiFID II

Portfolio 10% drop rule from MiFID II to be scrapped from next year

Regulation

Portfolio 10% drop rule from MiFID II to be scrapped from next year

'Good news’ for advisers

clock 12 December 2022 • 2 min read
Chancellor Hunt to launch review of Senior Managers and Certification Regime - reports

Regulation

Chancellor Hunt to launch review of Senior Managers and Certification Regime - reports

As part of wider regulation reform

clock 08 December 2022 • 1 min read
MiFID II meets ESG and EU regulation

ESG

MiFID II meets ESG and EU regulation

Tight time frame

clock 09 August 2022 • 3 min read
Financial advisers will struggle to meet MiFID II sustainability obligations due to patchy data

ESG

Financial advisers will struggle to meet MiFID II sustainability obligations due to patchy data

Lack of product comparability

clock 04 August 2022 • 2 min read
MiFID II goes live but asset managers are still confused

Regulation

MiFID II goes live but asset managers are still confused

Lack of consistency and clarity

clock 02 August 2022 • 3 min read
Financial advisers will struggle to meet MiFID II sustainability obligations due to patchy data

ESG

Financial advisers will struggle to meet MiFID II sustainability obligations due to patchy data

Lack of product comparability

clock 29 July 2022 • 2 min read
New Tory leader needs to grasp the complexities of capital markets

Regulation

New Tory leader needs to grasp the complexities of capital markets

MiFID II

clock 27 July 2022 • 3 min read
Asset managers in a race to meet MiFID II ESG deadline

ESG

Asset managers in a race to meet MiFID II ESG deadline

Half still need fill out ESG templates

clock 26 July 2022 • 2 min read
Fidelity platform restricts fund of investment trusts following changes to charge disclosures

Investment Trusts

Fidelity platform restricts fund of investment trusts following changes to charge disclosures

2.5% ongoing charge cap

clock 20 July 2022 • 3 min read
FCA scraps MiFID research rules on small-caps

Regulation

FCA scraps MiFID research rules on small-caps

£200m threshold

clock 30 November 2021 • 1 min read
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