MiFID II

Regulation

Chelverton's Robertson: MiFID II has created market of 'rich pickings' for small caps

Due to drop in research

clock 12 May 2021 • 2 min read

Regulation

FCA's MiFID II proposed changes could save asset managers £6.7m in compliance costs a year

Three firms set to benefit from research exemptions

clock 07 May 2021 • 2 min read

Regulation

FCA looks to scrap MiFID research rules on small-caps in UK competitiveness drive

FICC research also set for exclusion

clock 28 April 2021 • 2 min read

Regulation

Hill Review offers UK growth 'shot in the arm' but investors fear 'shrinking markets'

QCA/Peel Hunt survey

clock 08 March 2021 • 3 min read

Regulation

Regulation Blog: Bitcoin to become more trackable under EU plans

MiFID II, SMCR and beyond

clock 30 November 2020 • 1 min read

Regulation

Fund managers back easing of MiFID II research rules - reports

EC proposes small cap and fixed income exemption

clock 28 July 2020 • 1 min read

Regulation

Regulations bring welcome standardisation but 'high level of complexity' may defeat purpose

Majority believe ESMA should have greater powers

clock 01 June 2020 • 2 min read

Asset Managers

FCA targets ACD 'conflict of interest' in letter to fund managers

Concerns surrounding risk management

clock 23 January 2020 • 2 min read

Regulation

Regulation outlook 2020: Liquidity, ESG and reporting in the spotlight

Operational resilience and liquidity under scrutiny

clock 18 December 2019 • 4 min read

Regulation

'Honeymoon period' as firms escape fines for MiFID II reporting failures

FCA pragmatism 'will not last forever'

clock 05 December 2019 • 2 min read
Most read
01

Rachel Reeves commits to establishing PISCES framework by May 2025 in Mansion House speech

14 November 2024 • 4 min read
02

What is the outlook for emerging markets after the US election?

15 November 2024 • 1 min read
03

Aegon UK and NatWest Cushon pledge investment in British Growth Partnership

14 November 2024 • 3 min read
04

Lord Mayor Alastair King calls for ISA reform to boost investment into UK equities

15 November 2024 • 2 min read
05

BoE's Andrew Bailey: We must rebuild UK-EU relations as global economy fragments

15 November 2024 • 2 min read
Trustpilot