MiFID II
Asset Managers
Regulator 'encouraged' by adviser firms' response but fears potential for bias remains in some firms
21 October 2015
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2 min read
Regulation
The Financial Conduct Authority (FCA) has sent out 4,600 letters to advisory firms asking them how much it would cost to implement the Markets in Financial Instruments Directive (MiFID II).
28 September 2015
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1 min read
Regulation
Financial services lobby group TISA has pledged to bring greater clarity to the discussion on what the incoming European Markets in Financial Instruments Directive (MiFID II) will mean for advisers and providers.
30 July 2015
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3 min read
Asset Managers
Asset management firms are feeling the burden of compliance costs and expect both cost and time burdens to increase in future as the deadline for MiFID II approaches.
27 July 2015
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Europe
Thinktank New City Initiative (NCI) is calling for investment firms that only market their products in one country to be exempt from European regulation, such as AIFMD and MiFID II.
20 July 2015
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Regulation
Smaller fund firms have been left in limbo as delays in finalising dealing commission regulations leave them unsure of the future of their businesses.
06 July 2015
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3 min read
Wealth managers
The European Securities and Markets Authority (ESMA) has delayed its review of standards for MiFID II until September, cutting the amount of time the industry will have to assess proposals ahead of implementation.
14 May 2015
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2 min read
