regulation

FCA issues almost 600 alerts in initial months of tighter financial advert rules

Regulation

FCA issues almost 600 alerts in initial months of tighter financial advert rules

11% related to clone scams

clock 26 April 2024 • 2 min read
'Crucial' SDR extension to portfolio management will ensure 'uniform standard' for the sector

Regulation

'Crucial' SDR extension to portfolio management will ensure 'uniform standard' for the sector

Questions remain

clock 23 April 2024 • 4 min read
House of Lords challenges 'disproportionate' FCA investigations proposal

UK

House of Lords challenges 'disproportionate' FCA investigations proposal

Letter to FCA CEO Nikhil Rathi

clock 22 April 2024 • 2 min read
Holtara's Cristian Echavarria: A sustainable fund by any other name

ESG

Holtara's Cristian Echavarria: A sustainable fund by any other name

Likely outcomes of the consultation

clock 16 April 2024 • 4 min read
FCA funding to increase 11% as regulator sets out work on T+1 settlement

Regulation

FCA funding to increase 11% as regulator sets out work on T+1 settlement

Focus on greater access to UK wholesale market

clock 19 March 2024 • 3 min read
FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

Regulation

FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

Nikhil Rathi speech

clock 14 March 2024 • 4 min read
FCA to allow professional access to crypto ETNs but retail ban remains in place

Regulation

FCA to allow professional access to crypto ETNs but retail ban remains in place

Onus on exchanges to restrict access

clock 11 March 2024 • 1 min read
Spring Budget 24: Treasury confirms regulation of ESG ratings

ESG

Spring Budget 24: Treasury confirms regulation of ESG ratings

Holding statement

clock 06 March 2024 • 1 min read
Cultural change: What regulators expect from financial services firms on D&I

Regulation

Cultural change: What regulators expect from financial services firms on D&I

Link with Consumer Duty

clock 01 March 2024 • 5 min read
FCA plan to publicise investigations sparks industry concerns

Regulation

FCA plan to publicise investigations sparks industry concerns

Targeting improved transparency in enforcement cases

clock 27 February 2024 • 3 min read
Most read
01

Thousands of Woodford investors join RGL lawsuit against Hargreaves Lansdown

18 November 2024 • 1 min read
02

Legal & General to cut jobs in revamped asset management arm

18 November 2024 • 1 min read
03

ETF providers launch unlisted share classes to address slow adoption in fast-growing MPS market

22 November 2024 • 5 min read
04

Investment Week reveals winners of Investment Company of the Year Awards 2024

22 November 2024 • 3 min read
05

Baillie Gifford withdraws from Climate Action 100+ and Net Zero Asset Managers initiative

18 November 2024 • 1 min read
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