regulation

FCA commits to speeding up enforcement investigations in policy overhaul

Regulation

FCA commits to speeding up enforcement investigations in policy overhaul

Transparency and accountability drive

clock 27 February 2024 • 2 min read
FCA revamps investigations policy with greater focus on 'public interest' - reports

Regulation

FCA revamps investigations policy with greater focus on 'public interest' - reports

‘More transparency’

clock 27 February 2024 • 1 min read
Deep Dive: 'Confusing' post-Brexit regulation still needs 'ironing out'

Regulation

Deep Dive: 'Confusing' post-Brexit regulation still needs 'ironing out'

Impact not fully understood

clock 16 February 2024 • 4 min read
FCA quizzes 20 advice firms on Consumer Duty compliance

Regulation

FCA quizzes 20 advice firms on Consumer Duty compliance

Focus on ongoing services

clock 15 February 2024 • 1 min read
FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

Regulation

FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

The watchdog records 17% surge in interventions to protect consumers

clock 14 February 2024 • 1 min read
Digital 9 Infrastructure's Verne Global sale delayed by regulatory investigation

Investment Trusts

Digital 9 Infrastructure's Verne Global sale delayed by regulatory investigation

Up to 125-day potential delay

clock 08 February 2024 • 2 min read
The Big Interview: Robeco CEO on joining the ETF race, navigating regulatory change and UK expansion

Industry

The Big Interview: Robeco CEO on joining the ETF race, navigating regulatory change and UK expansion

Karin van Baardwijk

clock 07 February 2024 • 6 min read
FE fundinfo's head of ESG Breier: The hidden benefits of SDR

ESG

FE fundinfo's head of ESG Breier: The hidden benefits of SDR

Strengthening investors' trust

clock 07 February 2024 • 4 min read
Chinese watchdog adds further short selling limits in a bid to halt market losses - reports

Regulation

Chinese watchdog adds further short selling limits in a bid to halt market losses - reports

Adding to Ocotober measures

clock 06 February 2024 • 1 min read
Deep Dive: FCA private market review a 'wake-up call' for asset managers

Regulation

Deep Dive: FCA private market review a 'wake-up call' for asset managers

‘Step in the right direction’

clock 02 February 2024 • 3 min read
Most read
01

Thousands of Woodford investors join RGL lawsuit against Hargreaves Lansdown

18 November 2024 • 1 min read
02

ETF providers launch unlisted share classes to address slow adoption in fast-growing MPS market

22 November 2024 • 5 min read
03

Investment Week reveals winners of Investment Company of the Year Awards 2024

22 November 2024 • 3 min read
04

Baillie Gifford withdraws from Climate Action 100+ and Net Zero Asset Managers initiative

18 November 2024 • 1 min read
05

Legal & General to cut jobs in revamped asset management arm

18 November 2024 • 1 min read
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