regulation

Swiss regulator pledges 'very strong' focus on UBS - reports

Regulation

Swiss regulator pledges 'very strong' focus on UBS - reports

Has a UBS team of 60

clock 02 February 2024 • 1 min read
Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Industry

Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Simplification of ISA lanscape

clock 31 January 2024 • 2 min read
Earth Capital CEO: ESG policy may be leaving the private markets behind

ESG

Earth Capital CEO: ESG policy may be leaving the private markets behind

Reforms mainly focused on listed markets

clock 30 January 2024 • 3 min read
NeoXam's head of regulation: Banks' PRIIPs headache set to intensify as CMU regulation ramps up

Regulation

NeoXam's head of regulation: Banks' PRIIPs headache set to intensify as CMU regulation ramps up

Ongoing regulatory debate

clock 24 January 2024 • 4 min read
FCA reasserts proposed Woodford redress is 'subset of total losses' as sanction decision delayed

Companies

FCA reasserts proposed Woodford redress is 'subset of total losses' as sanction decision delayed

LFSL liability for liquidity mismanagement

clock 19 January 2024 • 2 min read
House of Lords to set up committee to scrutinise financial regulators - reports

Regulation

House of Lords to set up committee to scrutinise financial regulators - reports

Increased post-Brexit powers

clock 19 January 2024 • 2 min read
FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Regulation

FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Firms to be grilled about NDA use

clock 18 January 2024 • 4 min read
FE fundinfo's Matthias Breier: Greenwashing and UK sustainable fund labels

ESG

FE fundinfo's Matthias Breier: Greenwashing and UK sustainable fund labels

Regulatory approach to support clients

clock 18 January 2024 • 4 min read
Bovill's Spiers: De-banking decisions are commercial and rarely about making plans for Nigels

Regulation

Bovill's Spiers: De-banking decisions are commercial and rarely about making plans for Nigels

Coutts saga

clock 16 January 2024 • 3 min read
Morningstar estimates up to 300 existing funds will opt for SDR label in 2024

ESG

Morningstar estimates up to 300 existing funds will opt for SDR label in 2024

Sustainability Focus likely to dominate

clock 09 January 2024 • 3 min read
Most read
01

Thousands of Woodford investors join RGL lawsuit against Hargreaves Lansdown

18 November 2024 • 1 min read
02

Legal & General to cut jobs in revamped asset management arm

18 November 2024 • 1 min read
03

ETF providers launch unlisted share classes to address slow adoption in fast-growing MPS market

22 November 2024 • 5 min read
04

Investment Week reveals winners of Investment Company of the Year Awards 2024

22 November 2024 • 3 min read
05

Baillie Gifford withdraws from Climate Action 100+ and Net Zero Asset Managers initiative

18 November 2024 • 1 min read
Trustpilot