SEC

Should private equity firms swipe right or left on SPACs?

Funds

Should private equity firms swipe right or left on SPACs?

Not always a perfect match

03 November 2021 • 4 min read

Independent review launched into trading activity by senior Fed officials - reports

Markets

Independent review launched into trading activity by senior Fed officials - reports

Fed will ‘take appropriate actions’ based on findings

05 October 2021 • 2 min read

Crypto exchange Coinbase threatened with legal action by SEC

Markets

Crypto exchange Coinbase threatened with legal action by SEC

Regulator accused of ‘sketchy behaviour’

09 September 2021 • 1 min read

DWS rejects greenwashing allegations after SEC and BaFin launch probes

People moves

DWS rejects greenwashing allegations after SEC and BaFin launch probes

Former employee alleges malpractice

27 August 2021 • 2 min read

JB Beckett: Are duties of care a question of faith or litigation?

Regulation

JB Beckett: Are duties of care a question of faith or litigation?

Open letter to FCA highlights importance of issue

05 August 2021 • 6 min read

Industry

Does a manager having 'skin in the game' really help investors?

22 June 2021 • 4 min read

Funds

More 'skin in the game'? interactive investor calls for US-style fund disclosure rules

Overhaul of transparency guidance urged

08 June 2021 • 3 min read

Regulation

SEC launches inquiry into SPAC IPO frenzy - reports

Letter sent to Wall Street banks

25 March 2021 • 2 min read

Regulation

FCA boosts measures to encourage whistleblowers with 'In confidence, with confidence' campaign

Pledge to improve confidentiality and protection

24 March 2021 • 2 min read

Technology

Is the net closing in on Bitcoin? Global regulators ramp up the rhetoric on cryptocurrency regulation

How would new rules impact crypto investors?

04 March 2021 • 3 min read

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