SEC

DWS rejects greenwashing allegations after SEC and BaFin launch probes

People moves

DWS rejects greenwashing allegations after SEC and BaFin launch probes

Former employee alleges malpractice

27 August 2021 • 2 min read

JB Beckett: Are duties of care a question of faith or litigation?

Regulation

JB Beckett: Are duties of care a question of faith or litigation?

Open letter to FCA highlights importance of issue

05 August 2021 • 6 min read

Industry

Does a manager having 'skin in the game' really help investors?

22 June 2021 • 4 min read

Funds

More 'skin in the game'? interactive investor calls for US-style fund disclosure rules

Overhaul of transparency guidance urged

08 June 2021 • 3 min read

Regulation

SEC launches inquiry into SPAC IPO frenzy - reports

Letter sent to Wall Street banks

25 March 2021 • 2 min read

Regulation

FCA boosts measures to encourage whistleblowers with 'In confidence, with confidence' campaign

Pledge to improve confidentiality and protection

24 March 2021 • 2 min read

Technology

Is the net closing in on Bitcoin? Global regulators ramp up the rhetoric on cryptocurrency regulation

How would new rules impact crypto investors?

04 March 2021 • 3 min read

Regulation

Goldman Sachs fined by FCA and PRA over 1MDB in $2.9bn global resolution

Firm to clawback $174m from executives

23 October 2020 • 3 min read

ETFs

'Big Short' Burry eyes small caps amid passive 'bubble' - reports

Small-cap stocks left neglected

29 August 2019 • 1 min read

ETFs

First negative-fee ETF blasted as a 'gimmick'

Salt Low truBeta US Market ETF

14 May 2019 • 2 min read

567

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01

AJ Bell poaches Barclays Wealth manager selection chief for investment partnerships role

13 November 2024 • 1 min read

02

Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

12 November 2024 • 11 min read

03

FCA admits there could have been better handling of name and shame proposals

13 November 2024 • 3 min read

04

Baillie Gifford Japanese fund added to Hargreaves Lansdown Wealth Shortlist

13 November 2024 • 2 min read

05

Baillie Gifford China Growth unveils performance-related tender offer

13 November 2024 • 2 min read