SEC

Regulation

FCA boosts measures to encourage whistleblowers with 'In confidence, with confidence' campaign

Pledge to improve confidentiality and protection

clock 24 March 2021 • 2 min read

Technology

Is the net closing in on Bitcoin? Global regulators ramp up the rhetoric on cryptocurrency regulation

How would new rules impact crypto investors?

clock 04 March 2021 • 3 min read

Regulation

Goldman Sachs fined by FCA and PRA over 1MDB in $2.9bn global resolution

Firm to clawback $174m from executives

clock 23 October 2020 • 3 min read

ETFs

'Big Short' Burry eyes small caps amid passive 'bubble' - reports

Small-cap stocks left neglected

clock 29 August 2019 • 1 min read

ETFs

First negative-fee ETF blasted as a 'gimmick'

Salt Low truBeta US Market ETF

clock 14 May 2019 • 2 min read

ETFs

Jim Rogers set to launch ETF of ETFs backed by AI

With ETF Managers Group

clock 20 June 2018 • 1 min read

Markets

Kames enters US market as part of wider Aegon AM strategy

Listing two global equities strategies

clock 16 October 2017 • 1 min read

Regulation

Will European regulators follow US ETF probe?

SEC concerned about ETFs contributing to volatility

clock 31 October 2016 • 2 min read

Financial services

SEC to probe rapid growth of ETF industry

Accounts for 30% of all US shares traded

clock 21 October 2016 • 1 min read

Fund managers

SEC proposes new fund liquidity rules on redemption fears

Regulators fear rush to the exit

clock 23 September 2015 •
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