Consumer Duty

FCA's plan to axe Consumer Duty board champions 'questionable'

Regulation

FCA's plan to axe Consumer Duty board champions 'questionable'

Concerns over the role being axed too soon

clock 20 January 2025 • 3 min read
FCA to rely more on Consumer Duty to avoid introducing additional regulation

Regulation

FCA to rely more on Consumer Duty to avoid introducing additional regulation

Removal of Consumer Duty champion from boards

clock 17 January 2025 • 2 min read
AIC writes to FCA raising regulatory concerns over Saba campaign and retail shareholder protection

Investment Trusts

AIC writes to FCA raising regulatory concerns over Saba campaign and retail shareholder protection

Board independence and Consumer Duty concerns

clock 16 January 2025 • 3 min read
Financial services firms rush to AI despite lack of understanding of its functions

Technology

Financial services firms rush to AI despite lack of understanding of its functions

BoE and FCA findings

clock 22 November 2024 • 2 min read
Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

Investment Trusts

Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

Trusts facing partial deplatforming

clock 12 November 2024 • 11 min read
FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Regulation

FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Spotlight on frequency and wording

clock 31 October 2024 • 4 min read
'The million dollar question' for wealth and asset managers as Consumer Duty enters next phase

Regulation

'The million dollar question' for wealth and asset managers as Consumer Duty enters next phase

Updated policies 'tested in practice at the coal face'

clock 04 October 2024 • 12 min read
The Big Interview: RBC BlueBay CEO on consolidation and asset managers' need for scale to survive

Companies

The Big Interview: RBC BlueBay CEO on consolidation and asset managers' need for scale to survive

Erich Gerth talks to Investment Week

clock 09 September 2024 • 6 min read
Sparrows Capital's David Ogden: How wealth firms decide how to provide value

Regulation

Sparrows Capital's David Ogden: How wealth firms decide how to provide value

'An amorphous and subjective concept'

clock 05 September 2024 • 3 min read
FCA to release good and poor practice in assessment of value reports

Regulation

FCA to release good and poor practice in assessment of value reports

Consumer Duty anniversary

clock 01 August 2024 • 3 min read
Most read
01

'Sustainability Improvers' starts gaining traction as AXA IM adopts label across two funds

20 January 2025 • 1 min read
02

Friday Briefing: The time for talking is over, Saba vote will show how much the industry cares about retail investors

20 January 2025 • 6 min read
03

Janus Henderson ESCT slams Saba for continued 'misleading statements' as it defends its record

20 January 2025 • 1 min read
04

Edinburgh Worldwide sets date for vote on 'Saba's overt land grab'

20 January 2025 • 2 min read
05

GQG launches pair of UCITS funds to European retail customers

20 January 2025 • 2 min read
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