Consumer Duty

FCA finds some smaller AMs' processes 'lacked sufficiently' when offering higher risk investments

Regulation

FCA finds some smaller AMs' processes 'lacked sufficiently' when offering higher risk investments

Not adequately informing investors

clock 08 May 2025 • 1 min read
FCA to replace portfolio letters with market reports in simplification push

Regulation

FCA to replace portfolio letters with market reports in simplification push

From 30 April 2025

clock 25 April 2025 • 1 min read
UK regulator to consult on Assessment of Value reporting changes for asset managers

Regulation

UK regulator to consult on Assessment of Value reporting changes for asset managers

Part of Consumer Duty rule review

clock 25 March 2025 • 2 min read
Friday Briefing: If we can't even get cost disclosures right, the UK has no hope of catching up with the US

Investment Trusts

Friday Briefing: If we can't even get cost disclosures right, the UK has no hope of catching up with the US

Friday Briefing

clock 24 March 2025 • 8 min read
The Big Interview: Rathbones' Jayne Rogers on value over price and the short-termism 'disease'

Industry

The Big Interview: Rathbones' Jayne Rogers on value over price and the short-termism 'disease'

Impact of Consumer Duty on distribution

clock 07 March 2025 • 6 min read
FCA launches multi-firm review targets private asset managers conflict of interests

Regulation

FCA launches multi-firm review targets private asset managers conflict of interests

Arbitrary valuations also a target

clock 26 February 2025 • 2 min read
City minister Emma Reynolds: 'We have failed to drive an investment culture' in the UK

Regulation

City minister Emma Reynolds: 'We have failed to drive an investment culture' in the UK

House of Lords committee hearing

clock 05 February 2025 • 3 min read
ARC launches MPS indices to 'give IFAs clarity'

Companies

ARC launches MPS indices to 'give IFAs clarity'

IFAs to have free access to the index series

clock 31 January 2025 • 2 min read
FCA's plan to axe Consumer Duty board champions 'questionable'

Regulation

FCA's plan to axe Consumer Duty board champions 'questionable'

Concerns over the role being axed too soon

clock 20 January 2025 • 3 min read
FCA to rely more on Consumer Duty to avoid introducing additional regulation

Regulation

FCA to rely more on Consumer Duty to avoid introducing additional regulation

Removal of Consumer Duty champion from boards

clock 17 January 2025 • 2 min read
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