Consumer Duty

Quilter hires ex-FCA Consumer Duty specialist as ESG reporting and governance manager

People moves

Quilter hires ex-FCA Consumer Duty specialist as ESG reporting and governance manager

Alexander Kirby joins

clock 11 March 2024 • 1 min read
Great British ISA may struggle to be Consumer Duty compliant

Regulation

Great British ISA may struggle to be Consumer Duty compliant

Narrow target market

clock 11 March 2024 • 1 min read
Numis places St James's Place under review after £426m client refunds provision and dividend cut

Companies

Numis places St James's Place under review after £426m client refunds provision and dividend cut

A ‘disappointing’ third warning

clock 28 February 2024 • 2 min read
St James's Place results lay bare cost and charging challenges against market tumult

Wealth managers

St James's Place results lay bare cost and charging challenges against market tumult

'Structural opportunity' for advice industry

clock 28 February 2024 • 3 min read
FCA on Consumer Duty: 'There are areas where firms could do better'

Regulation

FCA on Consumer Duty: 'There are areas where firms could do better'

Focus on fair value assessments

clock 21 February 2024 • 3 min read
FCA quizzes 20 advice firms on Consumer Duty compliance

Regulation

FCA quizzes 20 advice firms on Consumer Duty compliance

Focus on ongoing services

clock 15 February 2024 • 1 min read
Ratings provider Fairer Finance launches fair value assessment tool

Regulation

Ratings provider Fairer Finance launches fair value assessment tool

To help firms meet Consumer Duty standards

clock 13 February 2024 • 1 min read
Consumer Duty exemption for EEA funds poses threats of 'divergence' and 'misalignment'

Regulation

Consumer Duty exemption for EEA funds poses threats of 'divergence' and 'misalignment'

Overseas Funds Regime

clock 07 February 2024 • 4 min read
Europe-domiciled funds exempt from Consumer Duty requirements under Overseas Funds Regime

Regulation

Europe-domiciled funds exempt from Consumer Duty requirements under Overseas Funds Regime

Regulatory equivalence recognised

clock 31 January 2024 • 1 min read
Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Industry

Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Simplification of ISA lanscape

clock 31 January 2024 • 2 min read
Most read
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M&G sues Royal London for £27m over client access to 'inappropriately risky investments'- reports

23 December 2024 • 2 min read
02

FCA amends investment rules to allow greater LTAF access

23 December 2024 • 2 min read
03

Wellington Management's Natasha Brook-Walters: Balancing bumps in the road and big-picture thinking in 2025

20 December 2024 • 5 min read
04

Merry Christmas from Investment Week

24 December 2024 • 1 min read
05

FTSE 100 dividend forecasts fall as 2018 peak moves further out of reach

20 December 2024 • 4 min read
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