Consumer Duty

Jefferies lifts AJ Bell valuation after assets hit record high

Companies

Jefferies lifts AJ Bell valuation after assets hit record high

Maintains ‘Buy’ rating

clock 22 January 2024 • 2 min read
Retail access to crypto ETFs to face Consumer Duty hurdles even if 'unlikely' UK approval granted

Platforms

Retail access to crypto ETFs to face Consumer Duty hurdles even if 'unlikely' UK approval granted

Platform concerns over investor protections

clock 17 January 2024 • 3 min read
Boring Money and Broadridge launch Consumer Duty solution for asset managers

Regulation

Boring Money and Broadridge launch Consumer Duty solution for asset managers

Product and consumer data sets

clock 11 January 2024 • 1 min read
Friday Briefing: 2023 or 2022, again?

Industry

Friday Briefing: 2023 or 2022, again?

Friday Briefing

clock 02 January 2024 • 10 min read
Proof of value a key challenge for firms as industry shifts focus to consumer

Regulation

Proof of value a key challenge for firms as industry shifts focus to consumer

Outlook for 2024

clock 19 December 2023 • 4 min read
Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Wealth Management

Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Structured around FCA's four key outcomes

clock 19 December 2023 • 1 min read
Update: FCA to unveil 'far-reaching' listings reforms before year-end

Regulation

Update: FCA to unveil 'far-reaching' listings reforms before year-end

Treasury Select Committee hearing

clock 12 December 2023 • 4 min read
FCA plans 'new form of simplified advice' in extensive review

Regulation

FCA plans 'new form of simplified advice' in extensive review

Three proposals set as part of major review

clock 08 December 2023 • 6 min read
FCA: Investment firms fall short of Consumer Duty vulnerability and data sharing requirements

Regulation

FCA: Investment firms fall short of Consumer Duty vulnerability and data sharing requirements

'Relatively disappointed'

clock 07 December 2023 • 3 min read
FCA opens consultation on Overseas Funds Regime

Regulation

FCA opens consultation on Overseas Funds Regime

Marketing of non-UK funds to retail investors

clock 04 December 2023 • 2 min read
Most read
01

M&G sues Royal London for £27m over client access to 'inappropriately risky investments'- reports

23 December 2024 • 2 min read
02

FCA amends investment rules to allow greater LTAF access

23 December 2024 • 2 min read
03

Merry Christmas from Investment Week

24 December 2024 • 1 min read
04

Revised figures show zero UK real GDP growth in Q3

23 December 2024 • 1 min read
05

TILLIT drops Ninety One UK Sustainable Equity and Janus Henderson Strategic Bond funds

20 December 2024 • 2 min read
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