Consumer Duty

St James's Place results lay bare cost and charging challenges against market tumult

Wealth managers

St James's Place results lay bare cost and charging challenges against market tumult

'Structural opportunity' for advice industry

clock 28 February 2024 • 3 min read
FCA on Consumer Duty: 'There are areas where firms could do better'

Regulation

FCA on Consumer Duty: 'There are areas where firms could do better'

Focus on fair value assessments

clock 21 February 2024 • 3 min read
FCA quizzes 20 advice firms on Consumer Duty compliance

Regulation

FCA quizzes 20 advice firms on Consumer Duty compliance

Focus on ongoing services

clock 15 February 2024 • 1 min read
Ratings provider Fairer Finance launches fair value assessment tool

Regulation

Ratings provider Fairer Finance launches fair value assessment tool

To help firms meet Consumer Duty standards

clock 13 February 2024 • 1 min read
Consumer Duty exemption for EEA funds poses threats of 'divergence' and 'misalignment'

Regulation

Consumer Duty exemption for EEA funds poses threats of 'divergence' and 'misalignment'

Overseas Funds Regime

clock 07 February 2024 • 4 min read
Europe-domiciled funds exempt from Consumer Duty requirements under Overseas Funds Regime

Regulation

Europe-domiciled funds exempt from Consumer Duty requirements under Overseas Funds Regime

Regulatory equivalence recognised

clock 31 January 2024 • 1 min read
Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Industry

Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Simplification of ISA lanscape

clock 31 January 2024 • 2 min read
Jefferies lifts AJ Bell valuation after assets hit record high

Companies

Jefferies lifts AJ Bell valuation after assets hit record high

Maintains ‘Buy’ rating

clock 22 January 2024 • 2 min read
Retail access to crypto ETFs to face Consumer Duty hurdles even if 'unlikely' UK approval granted

Platforms

Retail access to crypto ETFs to face Consumer Duty hurdles even if 'unlikely' UK approval granted

Platform concerns over investor protections

clock 17 January 2024 • 3 min read
Boring Money and Broadridge launch Consumer Duty solution for asset managers

Regulation

Boring Money and Broadridge launch Consumer Duty solution for asset managers

Product and consumer data sets

clock 11 January 2024 • 1 min read
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