Consumer Duty

Friday Briefing: It's not my fault it's about regulation again

Regulation

Friday Briefing: It's not my fault it's about regulation again

Friday Briefing

clock 04 December 2023 • 4 min read
Divergence in Consumer Duty application could push asset managers out of UK retail market

Regulation

Divergence in Consumer Duty application could push asset managers out of UK retail market

Professionals call for greater guidance

clock 30 November 2023 • 12 min read
FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Regulation

FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Policy paper released

clock 28 November 2023 • 9 min read
Consumer Duty risks drive Hargreaves Lansdown and AJ Bell 'Sell' rating from UBS

Companies

Consumer Duty risks drive Hargreaves Lansdown and AJ Bell 'Sell' rating from UBS

Cyclical challenges to net new business

clock 09 November 2023 • 2 min read
FCA takes aim at wealth managers over high-risk and high-fee products

Companies

FCA takes aim at wealth managers over high-risk and high-fee products

'Dear CEO' letter

clock 08 November 2023 • 3 min read
FCA issues guidance for crypto marketing

Regulation

FCA issues guidance for crypto marketing

Focus on Consumer Duty compliance

clock 03 November 2023 • 2 min read
FCA warns 'top priority' Consumer Duty 'not once and done' event

Regulation

FCA warns 'top priority' Consumer Duty 'not once and done' event

Not a box-ticking exercise

clock 02 November 2023 • 3 min read
St James's Place overhauls fee structure after regulatory pressure

Companies

St James's Place overhauls fee structure after regulatory pressure

Second half of 2025

clock 17 October 2023 • 3 min read
Responding to change: Industry talking points for Q4 and beyond

Industry

Responding to change: Industry talking points for Q4 and beyond

Pivotal time for financial services firms

clock 13 October 2023 • 9 min read
St James's Place under regulatory scrutiny to reform fee structure - reports

Companies

St James's Place under regulatory scrutiny to reform fee structure - reports

Financial advice and exit charges

clock 13 October 2023 • 3 min read
Most read
01

M&G sues Royal London for £27m over client access to 'inappropriately risky investments'- reports

23 December 2024 • 2 min read
02

FCA amends investment rules to allow greater LTAF access

23 December 2024 • 2 min read
03

Revised figures show zero UK real GDP growth in Q3

23 December 2024 • 1 min read
04

Merry Christmas from Investment Week

24 December 2024 • 1 min read
05

Friday Briefing: Saba isn't being a bully, there is a point to activism

23 December 2024 • 6 min read
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