Consumer Duty

Consumer Duty risks drive Hargreaves Lansdown and AJ Bell 'Sell' rating from UBS

Companies

Consumer Duty risks drive Hargreaves Lansdown and AJ Bell 'Sell' rating from UBS

Cyclical challenges to net new business

clock 09 November 2023 • 2 min read
FCA takes aim at wealth managers over high-risk and high-fee products

Companies

FCA takes aim at wealth managers over high-risk and high-fee products

'Dear CEO' letter

clock 08 November 2023 • 3 min read
FCA issues guidance for crypto marketing

Regulation

FCA issues guidance for crypto marketing

Focus on Consumer Duty compliance

clock 03 November 2023 • 2 min read
FCA warns 'top priority' Consumer Duty 'not once and done' event

Regulation

FCA warns 'top priority' Consumer Duty 'not once and done' event

Not a box-ticking exercise

clock 02 November 2023 • 3 min read
St James's Place overhauls fee structure after regulatory pressure

Companies

St James's Place overhauls fee structure after regulatory pressure

Second half of 2025

clock 17 October 2023 • 3 min read
Responding to change: Industry talking points for Q4 and beyond

Industry

Responding to change: Industry talking points for Q4 and beyond

Pivotal time for financial services firms

clock 13 October 2023 • 9 min read
St James's Place under regulatory scrutiny to reform fee structure - reports

Companies

St James's Place under regulatory scrutiny to reform fee structure - reports

Financial advice and exit charges

clock 13 October 2023 • 3 min read
interactive investor moves to restrict poor value investments on its platform

Platforms

interactive investor moves to restrict poor value investments on its platform

Under Consumer Duty regime

clock 06 October 2023 • 2 min read
Deep Dive: Funds-of-funds can help overcome PE investment barriers

Funds

Deep Dive: Funds-of-funds can help overcome PE investment barriers

Optimism split over funds' application

clock 29 September 2023 • 3 min read
Deep Dive: Consumer Duty is 'forcing' DFMs and asset managers to justify value and costs

Regulation

Deep Dive: Consumer Duty is 'forcing' DFMs and asset managers to justify value and costs

Passives still prevail

clock 15 September 2023 • 4 min read
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